Rivernorth Capital Management’s Nuveen Mortgage and Income Fund JLS Stock Holding History

Rivernorth Capital Management’s Portfolio JLS Stock Details JLS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q2	–	Sell	-10,431	Closed	-$190K	–	837
2022 Q1	$190K	Buy	+10,431	New	+$202K	0.01%	547
2021 Q4	–	Sell	-85,271	Closed	-$1.77M	–	726
2021 Q3	$1.77M	Buy	85,271 +42,171	+98%	+$888K	0.09%	178
2021 Q2	$900K	Sell	43,100 -31,626	-42%	-$663K	0.05%	257
2021 Q1	$1.55M	Buy	74,726 +28,422	+61%	+$575K	0.09%	158
2020 Q4	$915K	Buy	+46,304	New	+$884K	0.05%	198
2019 Q4	–	Sell	-775,997	Closed	-$17.9K	–	277
2019 Q3	$17.9K	Buy	775,997 +47,272	+6%	+$1.09M	0.08%	39
2019 Q2	$16.9K	Buy	728,725 +7,758	+1%	+$180K	0.74%	21
2019 Q1	$16.7M	Buy	720,967 +212,327	+42%	+$4.87M	1.1%	22
2018 Q4	$11.4M	Buy	508,640 +93,461	+23%	+$2.21M	0.68%	43
2018 Q3	$9.96M	Sell	415,179 -24,641	-6%	-$585K	0.83%	37
2018 Q2	$10.3M	Buy	439,820 +62,646	+17%	+$1.47M	0.81%	38
2018 Q1	$8.98M	Sell	377,174 -5,543	-1%	-$133K	0.67%	47
2017 Q4	$9.45M	Sell	382,717 -41,407	-10%	-$1.06M	0.66%	48
2017 Q3	$10.8M	Sell	424,124 -54,850	-11%	-$1.4M	0.88%	36
2017 Q2	$12.3M	Sell	478,974 -20,276	-4%	-$510K	0.94%	33
2017 Q1	$12.4M	Buy	499,250 +16,806	+3%	+$409K	0.86%	38
2016 Q4	$11.6M	Sell	482,444 -726	-0.2%	-$17.4K	0.76%	43
2016 Q3	$11.7M	Buy	483,170 +8,239	+2%	+$196K	0.85%	40
2016 Q2	$11M	Buy	474,931 +34,223	+8%	+$783K	0.71%	45
2016 Q1	$9.91M	Sell	440,708 -34,348	-7%	-$775K	0.61%	50
2015 Q4	$10.8M	Hold	475,056	–	–	0.61%	51
2015 Q3	$10.6M	Buy	475,056 +100	+0%	+$2.25K	0.65%	51
2015 Q2	$10.8M	Hold	474,956	–	–	0.67%	53
2015 Q1	$11.1M	Hold	474,956	–	–	0.74%	48
2014 Q4	$11M	Buy	474,956 +32,862	+7%	+$767K	0.73%	46
2014 Q3	$10.5M	Sell	442,094 -32,409	-7%	-$783K	0.84%	41
2014 Q2	$11.7M	Buy	474,503 +13,372	+3%	+$322K	0.94%	33
2014 Q1	$10.8M	Buy	461,131 +20,330	+5%	+$485K	0.88%	37
2013 Q4	$10.2M	Buy	440,801 +317,386	+257%	+$7.54M	0.78%	41
2013 Q3	$2.93M	Buy	123,415 +58,581	+90%	+$1.4M	0.31%	78
2013 Q2	$1.65M	Buy	+64,834	New	+$1.79M	0.18%	101

Other funds holding JLS

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Allspring Global Investments Charlotte, North Carolina $59.7B AUM 29.08% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Family Management New York $834M AUM 20.83% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Whittier Trust South Pasadena, California $8.86B AUM 28.01% 1-Year Est. Return

Rivernorth Capital Management's JLS Position: Q2 2022 in Review

Rivernorth Capital Management sold out of Nuveen Mortgage and Income Fund (JLS) in Q2 2022, closing a stake of 10,431 shares — an estimated $190K sold.

Rivernorth Capital Management first reported a position in JLS in Q2 2013 and held it in 31 quarters. The position peaked at $16.7M in Q1 2019. 37 funds tracked by Wall St. Rank hold JLS as of Q2 2022.

Rivernorth Capital Management reported no remaining Nuveen Mortgage and Income Fund position as of Q2 2022 after selling out during the quarter.
Rivernorth Capital Management sold 10,431 Nuveen Mortgage and Income Fund shares in Q2 2022, an estimated $190K.
Rivernorth Capital Management first reported a position in Nuveen Mortgage and Income Fund in Q2 2013 and held it in 31 quarters.
Rivernorth Capital Management's Nuveen Mortgage and Income Fund position peaked at $16.7M in Q1 2019.
37 funds tracked by Wall St. Rank held Nuveen Mortgage and Income Fund as of Q2 2022.

Based on Rivernorth Capital Management's 13F filing for Q2 2022, filed 15 Aug 2022.