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Nuveen Mortgage and Income Fund

47 hedge funds and large institutions have $136M invested in Nuveen Mortgage and Income Fund in 2019 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 19 increasing their positions, 11 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

73% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 11

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

9% more capital invested

Capital invested by funds: $124M → $136M (+$11.7M)

7% more funds holding

Funds holding: 4447 (+3)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

2.98% less ownership

Funds ownership: 34.92%31.94% (-3%)

Holders
47
Holders Change
+3
Holders Change %
+6.82%
% of All Funds
1.02%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
11
Increased
19
Reduced
11
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$29.9M -$59.3K -2,585 -0.2%
HCM
2
Hilton Capital Management
New York
$17.6M -$16.3M -708,592 Closed
RCM
3
Rivernorth Capital Management
Florida
$16.7M +$4.87M +212,327 +42%
Bank of America
4
Bank of America
North Carolina
$15.8M -$1.5M -65,291 -9%
PAIM
5
Punch & Associates Investment Management
Minnesota
$9.22M +$311K +13,539 +4%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$8.1M +$240K +10,472 +3%
IA
7
Icon Advisers
Colorado
$7.63M +$7.52M +327,905 New
Morgan Stanley
8
Morgan Stanley
New York
$6.62M +$123K +5,352 +2%
SIA
9
Sit Investment Associates
Minnesota
$3.46M +$489K +21,330 +17%
Ameriprise
10
Ameriprise
Minnesota
$2.57M -$1.01M -43,939 -29%
WMA
11
Wealth Management Associates
New Jersey
$2.53M +$98.5K +4,292 +4%
Wells Fargo
12
Wells Fargo
California
$2.05M -$191K -8,336 -9%
RJA
13
Raymond James & Associates
Florida
$1.94M +$281K +12,232 +17%
FTI
14
Fiduciary Trust International
Massachusetts
$1.7M -$106K -4,637 -6%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$1.4M +$1.38M +60,044 New
Invesco
16
Invesco
Georgia
$826K -$389K -16,972 -32%
UBS Group
17
UBS Group
Switzerland
$626K +$39.2K +1,707 +7%
PAG
18
Private Advisor Group
New Jersey
$592K -$44.1K -1,923 -7%
Bessemer Group
19
Bessemer Group
New Jersey
$554K +$546K +23,806 New
Bank of New York Mellon
20
Bank of New York Mellon
New York
$548K -$34.5K -1,503 -6%
Mirae Asset Global Investments
21
Mirae Asset Global Investments
South Korea
$547K +$87.8K +3,826 +19%
Lido Advisors
22
Lido Advisors
California
$544K +$46.7K +2,037 +10%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$497K +$245K +10,678 +100%
MFG
24
Magnus Financial Group
New York
$471K +$113K +4,911 +32%
SFS
25
Sowell Financial Services
Arkansas
$392K -$24.9K -1,085 -6%

JLS Hedge Fund Activity: Q1 2019 in Review

47 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in Nuveen Mortgage and Income Fund (JLS) for Q1 2019, worth a combined $136M — up 9.5% from $124M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new JLS positions and 8 closed out — a net gain of 3 holders — while 19 added to existing stakes and 11 trimmed.

The largest buyer was Icon Advisers, opening a new position worth an estimated $7.52M. The largest seller was Hilton Capital Management, exiting entirely with an estimated $16.3M sold.

  • 47 institutional investors held Nuveen Mortgage and Income Fund (JLS) as of Q1 2019, up from 44 in Q4 2018.
  • Funds reported $136M of Nuveen Mortgage and Income Fund stock for Q1 2019, up 9.5% quarter-over-quarter.
  • 11 funds opened new Nuveen Mortgage and Income Fund positions in Q1 2019 and 8 closed out, a net change of +3 holders.
  • The largest Nuveen Mortgage and Income Fund buyer in Q1 2019 was Icon Advisers, an estimated $7.52M added.
  • The largest Nuveen Mortgage and Income Fund seller in Q1 2019 was Hilton Capital Management, an estimated $16.3M sold.

Based on aggregated 13F filings for Q1 2019.