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Nuveen Mortgage and Income Fund
JLS

Overview Fund Activity

35 hedge funds and large institutions have $40.3M invested in Nuveen Mortgage and Income Fund in 2019 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 13 reducing their positions, and 13 closing their positions.

Holders
35
Holders Change
-10
Holders Change %
-22.22%
% of All Funds
0.69%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
4
Increased
13
Reduced
13
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
1
Landscape Capital Management
New Jersey
$603K
2
HCM
2
Hilton Capital Management
New York
$19.5M
3
IAA
3
Independent Advisor Alliance
North Carolina
$414K
4
Truist Financial
4
Truist Financial
North Carolina
$331K
5
Rockefeller Capital Management
5
Rockefeller Capital Management
New York
$226K

Top Sellers

1
RVPG
1
Relative Value Partners Group
$0
2
Bank of America
2
Bank of America
North Carolina
$2.14M
3
PAIM
3
Punch & Associates Investment Management
Minnesota
$0
4
SIA
4
Sit Investment Associates
Minnesota
$2.25M
5
IA
5
Icon Advisers
Colorado
$0
Name Market Value Shares Shares
Change 		Shares
Change %
HCM
1
Hilton Capital Management
New York
$19.5M 890,038 +18,877 +2%
SIA
2
Sit Investment Associates
Minnesota
$2.25M 102,276 -385,967 -79%
Bank of America
3
Bank of America
North Carolina
$2.14M 97,449 -447,189 -82%
Wells Fargo
4
Wells Fargo
California
$1.78M 81,222 +497 +0.6%
Ameriprise
5
Ameriprise
Minnesota
$1.78M 80,868 -2,991 -4%
Morgan Stanley
6
Morgan Stanley
New York
$1.63M 73,999 +972 +1%
Invesco
7
Invesco
Georgia
$1.16M 52,620 -88,567 -63%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$1.05M 47,974 -3,507 -7%
Lido Advisors
9
Lido Advisors
California
$789K 35,913 +5,777 +19%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$747K 33,998 +2,602 +8%
Mirae Asset Global Investments
11
Mirae Asset Global Investments
South Korea
$619K 28,168 -4,151 -13%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$615K 27,991 -26,022 -48%
LCM
13
Landscape Capital Management
New Jersey
$603K 27,481 +27,481 New
BEI
14
Benjamin Edwards Inc
Missouri
$585K 26,634 +2,273 +9%
MFG
15
Magnus Financial Group
New York
$508K 23,155 -1,224 -5%
UBS Group
16
UBS Group
Switzerland
$474K 21,599 -2,290 -10%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$466K 21,222 +881 +4%
SFS
18
Sowell Financial Services
Arkansas
$452K 20,575 – –
ACM
19
Arlington Capital Management
Illinois
$436K 19,839 -5,614 -22%
IAA
20
Independent Advisor Alliance
North Carolina
$414K 18,835 +18,835 New
PAG
21
Private Advisor Group
New Jersey
$409K 18,631 -340 -2%
Truist Financial
22
Truist Financial
North Carolina
$331K 15,079 +15,079 New
PFGIA
23
Patriot Financial Group Insurance Agency
Massachusetts
$325K 14,811 +41 +0.3%
RJA
24
Raymond James & Associates
Florida
$230K 10,489 -32,070 -75%
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$226K 10,286 +8,191 +391%
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