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Nuveen Mortgage and Income Fund

41 hedge funds and large institutions have $163M invested in Nuveen Mortgage and Income Fund in 2017 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 11

0.85% less ownership

Funds ownership: 38.36%37.5% (-0.85%)

4% less capital invested

Capital invested by funds: $169M → $163M (-$6.27M)

2% less funds holding

Funds holding: 4241 (-1)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
41
Holders Change
-1
Holders Change %
-2.38%
% of All Funds
0.93%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
5
Increased
16
Reduced
11
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$33.6M -$1.25M -48,779 -3%
Wells Fargo
2
Wells Fargo
California
$18.7M +$2.16M +84,235 +13%
Bank of America
3
Bank of America
North Carolina
$16.7M +$727K +28,320 +4%
HCM
4
Hilton Capital Management
New York
$16M
PAIM
5
Punch & Associates Investment Management
Minnesota
$12.1M -$222K -8,629 -2%
Ameriprise
6
Ameriprise
Minnesota
$11.2M +$32.7K +1,275 +0.3%
RCM
7
Rivernorth Capital Management
Florida
$9.45M -$1.06M -41,407 -10%
Morgan Stanley
8
Morgan Stanley
New York
$8.46M +$365K +14,212 +4%
EVM
9
Eaton Vance Management
Massachusetts
$8.01M
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$7.1M +$632K +24,624 +9%
SIA
11
Sit Investment Associates
Minnesota
$4.58M -$1.29M -50,266 -21%
NVIM
12
New Vernon Investment Management
Illinois
$2.73M
FTI
13
Fiduciary Trust International
Massachusetts
$1.69M +$134K +5,211 +8%
Invesco
14
Invesco
Georgia
$1.53M +$407K +15,847 +34%
RJA
15
Raymond James & Associates
Florida
$1.52M +$265K +10,316 +20%
COLIM
16
City of London Investment Management
United Kingdom
$1.39M +$77K +3,000 +6%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$1.16M +$213K +8,289 +22%
LJAC
18
L.J. Altfest & Co
New York
$1.05M -$988K -38,489 -48%
Bessemer Group
19
Bessemer Group
New Jersey
$1.01M -$2.5M -97,400 -70%
Stifel Financial
20
Stifel Financial
Missouri
$768K +$24.4K +950 +3%
TIM
21
Tortoise Investment Management
New York
$726K -$253K -9,850 -25%
UBS Group
22
UBS Group
Switzerland
$585K -$5.68K -221 -0.9%
SFS
23
Sowell Financial Services
Arkansas
$432K +$133K +5,190 +41%
RGC
24
Roberts, Glore & Co
Illinois
$336K
GXMC
25
Global X Management Company
New York
$332K +$47.6K +1,853 +16%

JLS Hedge Fund Activity: Q4 2017 in Review

41 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Nuveen Mortgage and Income Fund (JLS) for Q4 2017, worth a combined $163M — down 3.7% from $169M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of JLS and 5 opened new positions — a net loss of 1 holder — while 11 trimmed existing stakes and 16 added.

The largest buyer was Wells Fargo, adding an estimated $2.16M. The largest seller was Bessemer Group, cutting an estimated $2.5M.

  • 41 institutional investors held Nuveen Mortgage and Income Fund (JLS) as of Q4 2017, down from 42 in Q3 2017.
  • Funds reported $163M of Nuveen Mortgage and Income Fund stock for Q4 2017, down 3.7% quarter-over-quarter.
  • 5 funds opened new Nuveen Mortgage and Income Fund positions in Q4 2017 and 6 closed out, a net change of -1 holder.
  • The largest Nuveen Mortgage and Income Fund buyer in Q4 2017 was Wells Fargo, an estimated $2.16M added.
  • The largest Nuveen Mortgage and Income Fund seller in Q4 2017 was Bessemer Group, an estimated $2.5M sold.

Based on aggregated 13F filings for Q4 2017.