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Nuveen Mortgage and Income Fund

32 hedge funds and large institutions have $52.7M invested in Nuveen Mortgage and Income Fund in 2022 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 9

7% more capital invested

Capital invested by funds: $49.2M → $52.7M (+$3.54M)

3.7% more ownership

Funds ownership: 55.57%59.26% (+3.7%)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

3% less funds holding

Funds holding: 3332 (-1)

Holders
32
Holders Change
-1
Holders Change %
-3.03%
% of All Funds
0.51%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
10
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$24.3M -$1.78M -111,579 -7%
RVPG
2
Relative Value Partners Group
$8.15M +$23.7K +1,486 +0.3%
1CP
3
1607 Capital Partners
Virginia
$4.13M +$2.83M +177,400 +228%
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$2.88M +$838K +52,554 +42%
Allspring Global Investments
5
Allspring Global Investments
North Carolina
$2.04M +$350K +21,943 +21%
Morgan Stanley
6
Morgan Stanley
New York
$1.85M -$4.63K -290 -0.3%
MC
7
Matisse Capital
Oregon
$1.36M
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$1.33M +$816K +51,139 +163%
AC
9
Almitas Capital
California
$856K
LSC
10
Logan Stone Capital
Illinois
$626K -$22.3K -1,400 -3%
Fiera Capital (Canada)
11
Fiera Capital (Canada)
Quebec, Canada
$524K +$27.8K +1,741 +6%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$506K +$6.4K +401 +1%
Wells Fargo
13
Wells Fargo
California
$442K -$15K -938 -3%
TIM
14
Tortoise Investment Management
New York
$441K +$158K +9,910 +57%
NFG
15
Nations Financial Group
Iowa
$429K +$423K +26,492 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$406K +$813 +51 +0.2%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$399K -$21.1K -1,325 -5%
SFS
18
Sowell Financial Services
Arkansas
$334K
PHS
19
Pekin Hardy Strauss
Illinois
$318K -$23.2K -1,452 -7%
UBS Group
20
UBS Group
Switzerland
$275K -$9.41K -590 -3%
IA
21
IFP Advisors
Florida
$229K -$4.59K -288 -3%
Thrivent Financial for Lutherans
22
Thrivent Financial for Lutherans
Minnesota
$223K -$32.4K -2,031 -13%
HCM
23
Hilton Capital Management
New York
$198K
SCM
24
Saba Capital Management
New York
$168K
CAN
25
Cetera Advisor Networks
California
$165K +$163K +10,192 New

JLS Hedge Fund Activity: Q4 2022 in Review

32 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Nuveen Mortgage and Income Fund (JLS) for Q4 2022, worth a combined $52.7M — up 7.2% from $49.2M a quarter earlier.

Fund positioning in JLS was balanced in Q4 2022: 5 funds opened new positions, 5 closed out, 10 added to existing stakes and 9 trimmed.

The largest buyer was 1607 Capital Partners, adding an estimated $2.83M. The largest seller was Sit Investment Associates, cutting an estimated $1.78M.

  • 32 institutional investors held Nuveen Mortgage and Income Fund (JLS) as of Q4 2022, down from 33 in Q3 2022.
  • Funds reported $52.7M of Nuveen Mortgage and Income Fund stock for Q4 2022, up 7.2% quarter-over-quarter.
  • 5 funds opened new Nuveen Mortgage and Income Fund positions in Q4 2022 and 5 closed out, a net change of 0 holders.
  • The largest Nuveen Mortgage and Income Fund buyer in Q4 2022 was 1607 Capital Partners, an estimated $2.83M added.
  • The largest Nuveen Mortgage and Income Fund seller in Q4 2022 was Sit Investment Associates, an estimated $1.78M sold.

Based on aggregated 13F filings for Q4 2022.