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Nuveen Mortgage and Income Fund

32 hedge funds and large institutions have $39.3M invested in Nuveen Mortgage and Income Fund in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.31% more ownership

Funds ownership: 12.75%13.06% (+0.31%)

1% less capital invested

Capital invested by funds: $39.6M → $39.3M (-$337K)

3% less funds holding

Funds holding: 3332 (-1)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

33% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 15

Holders
32
Holders Change
-1
Holders Change %
-3.03%
% of All Funds
0.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
10
Reduced
15
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$19M +$5.83M +305,097 +44%
HCM
2
Hilton Capital Management
New York
$5.61M -$6.01M -314,625 -52%
Morgan Stanley
3
Morgan Stanley
New York
$2.21M +$103K +5,392 +5%
Invesco
4
Invesco
Georgia
$1.23M -$36.8K -1,926 -3%
FM
5
Family Management
New York
$1.15M -$42.3K -2,217 -4%
Wells Fargo
6
Wells Fargo
California
$1.12M +$89.7K +4,698 +9%
Thrivent Financial for Lutherans
7
Thrivent Financial for Lutherans
Minnesota
$1.11M +$1.12M +58,795 New
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$889K +$748K +39,168 +460%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$783K -$64.7K -3,385 -8%
Ameriprise
10
Ameriprise
Minnesota
$603K +$65.7K +3,439 +12%
Bank of America
11
Bank of America
North Carolina
$535K -$257K -13,441 -32%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$486K -$85K -4,453 -15%
Mirae Asset Global Investments
13
Mirae Asset Global Investments
South Korea
$470K +$84.3K +4,414 +22%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$449K +$286 +15 +0.1%
SFS
15
Sowell Financial Services
Arkansas
$446K -$29.6K -1,550 -6%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$442K +$445K +23,325 New
Bank of New York Mellon
17
Bank of New York Mellon
New York
$370K -$37.3K -1,955 -9%
UBS Group
18
UBS Group
Switzerland
$350K -$185K -9,699 -34%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$285K +$20.2K +1,059 +8%
Truist Financial
20
Truist Financial
North Carolina
$281K -$12.7K -666 -4%
PAG
21
Private Advisor Group
New Jersey
$277K +$115 +6 +0%
Lido Advisors
22
Lido Advisors
California
$237K -$268K -14,035 -53%
PFGIA
23
Patriot Financial Group Insurance Agency
Massachusetts
$225K -$8.15K -427 -3%
Rockefeller Capital Management
24
Rockefeller Capital Management
New York
$202K -$19 -1 -0%
APA
25
American Portfolios Advisors
New York
$167K +$7.47K +391 +5%

JLS Hedge Fund Activity: Q3 2020 in Review

32 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Nuveen Mortgage and Income Fund (JLS) for Q3 2020, worth a combined $39.3M — down 0.85% from $39.6M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of JLS and 4 opened new positions — a net loss of 1 holder — while 15 trimmed existing stakes and 10 added.

The largest buyer was Sit Investment Associates, adding an estimated $5.83M. The largest seller was Hilton Capital Management, cutting an estimated $6.01M.

  • 32 institutional investors held Nuveen Mortgage and Income Fund (JLS) as of Q3 2020, down from 33 in Q2 2020.
  • Funds reported $39.3M of Nuveen Mortgage and Income Fund stock for Q3 2020, down 0.85% quarter-over-quarter.
  • 4 funds opened new Nuveen Mortgage and Income Fund positions in Q3 2020 and 5 closed out, a net change of -1 holder.
  • The largest Nuveen Mortgage and Income Fund buyer in Q3 2020 was Sit Investment Associates, an estimated $5.83M added.
  • The largest Nuveen Mortgage and Income Fund seller in Q3 2020 was Hilton Capital Management, an estimated $6.01M sold.

Based on aggregated 13F filings for Q3 2020.