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Nuveen Mortgage and Income Fund

30 hedge funds and large institutions have $71.5M invested in Nuveen Mortgage and Income Fund in 2014 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 15 increasing their positions, 9 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 9

11% more capital invested

Capital invested by funds: $64.4M → $71.5M (+$7.08M)

1.81% more ownership

Funds ownership: 17.32%19.13% (+1.8%)

14% less funds holding

Funds holding: 3530 (-5)

71% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 7

Holders
30
Holders Change
-5
Holders Change %
-14.29%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
15
Reduced
9
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$13.3M +$1.09M +45,532 +9%
Bank of America
2
Bank of America
North Carolina
$12.1M +$131K +5,507 +1%
RCM
3
Rivernorth Capital Management
Florida
$10.8M +$485K +20,330 +5%
PRCM
4
Pine River Capital Management
Minnesota
$9.67M -$1.09M -45,800 -10%
PWPCM
5
Perella Weinberg Partners Capital Management
New York
$4.69M +$4.77M +200,000 New
Invesco
6
Invesco
Georgia
$3.48M -$763K -32,000 -18%
Morgan Stanley
7
Morgan Stanley
New York
$3.2M -$176K -7,359 -5%
PP
8
Paloma Partners
Connecticut
$2.83M +$1.86M +77,968 +182%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.53M +$1.36M +57,007 +692%
GC
10
Guggenheim Capital
Illinois
$1.44M -$528K -22,157 -27%
TC
11
TFS Capital
Pennsylvania
$1.32M +$1.34M +56,067 New
Wells Fargo
12
Wells Fargo
California
$819K +$30.1K +1,260 +4%
Goldman Sachs
13
Goldman Sachs
New York
$703K -$233K -9,763 -25%
Cohen & Steers
14
Cohen & Steers
New York
$674K
HB
15
Homrich & Berg
Georgia
$654K -$5.8K -243 -0.9%
SIA
16
Sit Investment Associates
Minnesota
$596K +$143K +6,000 +31%
CAN
17
Cetera Advisor Networks
California
$479K -$417K -17,480 -46%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$454K +$9.54K +400 +2%
CAS
19
CTC Alternative Strategies
Illinois
$416K
LPL Financial
20
LPL Financial
California
$394K +$62.6K +2,626 +19%
U
21
UBS
Switzerland
$383K +$13.1K +550 +3%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$370K -$29K -1,214 -7%
RGC
23
Roberts, Glore & Co
Illinois
$365K +$145K +6,100 +65%
Geode Capital Management
24
Geode Capital Management
Massachusetts
$252K
RJA
25
Raymond James & Associates
Florida
$247K +$119 +5 +0%

JLS Hedge Fund Activity: Q1 2014 in Review

30 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Nuveen Mortgage and Income Fund (JLS) for Q1 2014, worth a combined $71.5M — up 11% from $64.4M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of JLS and 2 opened new positions — a net loss of 5 holders — while 9 trimmed existing stakes and 15 added.

The largest buyer was Perella Weinberg Partners Capital Management, opening a new position worth an estimated $4.77M. The largest seller was Pine River Capital Management, cutting an estimated $1.09M.

  • 30 institutional investors held Nuveen Mortgage and Income Fund (JLS) as of Q1 2014, down from 35 in Q4 2013.
  • Funds reported $71.5M of Nuveen Mortgage and Income Fund stock for Q1 2014, up 11% quarter-over-quarter.
  • 2 funds opened new Nuveen Mortgage and Income Fund positions in Q1 2014 and 7 closed out, a net change of -5 holders.
  • The largest Nuveen Mortgage and Income Fund buyer in Q1 2014 was Perella Weinberg Partners Capital Management, an estimated $4.77M added.
  • The largest Nuveen Mortgage and Income Fund seller in Q1 2014 was Pine River Capital Management, an estimated $1.09M sold.

Based on aggregated 13F filings for Q1 2014.