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Nuveen Mortgage and Income Fund

34 hedge funds and large institutions have $99.7M invested in Nuveen Mortgage and Income Fund in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 16 increasing their positions, 10 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 10

11% more capital invested

Capital invested by funds: $90.2M → $99.7M (+$9.51M)

2.97% more ownership

Funds ownership: 21.58%24.54% (+3%)

8% less funds holding

Funds holding: 3734 (-3)

50% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 6

Holders
34
Holders Change
-3
Holders Change %
-8.11%
% of All Funds
0.99%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
16
Reduced
10
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$22.2M +$2.24M +92,601 +11%
Bank of America
2
Bank of America
North Carolina
$13.6M +$403K +16,674 +3%
RCM
3
Rivernorth Capital Management
Florida
$10.5M -$783K -32,409 -7%
PWPCM
4
Perella Weinberg Partners Capital Management
New York
$8.6M +$364K +15,044 +4%
HCM
5
Hilton Capital Management
New York
$7.1M
Grantham, Mayo, Van Otterloo & Co (GMO)
6
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$6.06M +$5.21M +215,701 +549%
PAIM
7
Punch & Associates Investment Management
Minnesota
$5.49M +$2.65M +109,567 +90%
Invesco
8
Invesco
Georgia
$5.12M +$239K +9,885 +5%
KIM
9
Karpus Investment Management
New York
$4.58M -$3.02K -125 -0.1%
PP
10
Paloma Partners
Connecticut
$3.5M +$559K +23,115 +19%
Morgan Stanley
11
Morgan Stanley
New York
$3.12M -$169K -7,011 -5%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.71M +$77.4K +3,202 +5%
MIG
13
Mariner Investment Group
New York
$1.54M +$898K +37,167 +134%
Wells Fargo
14
Wells Fargo
California
$1.25M +$356K +14,730 +39%
U
15
UBS
Switzerland
$940K +$449K +18,591 +89%
SIA
16
Sit Investment Associates
Minnesota
$849K -$59.2K -2,448 -6%
HB
17
Homrich & Berg
Georgia
$662K
RJFSA
18
Raymond James Financial Services Advisors
Florida
$490K +$12.2K +503 +2%
Goldman Sachs
19
Goldman Sachs
New York
$390K +$435 +18 +0.1%
LPL Financial
20
LPL Financial
California
$388K -$5.8K -240 -1%
RGC
21
Roberts, Glore & Co
Illinois
$381K +$7.25K +300 +2%
DA
22
Doliver Advisors
Texas
$380K +$128K +5,279 +49%
CAN
23
Cetera Advisor Networks
California
$314K -$5.49K -227 -2%
CAS
24
CTC Alternative Strategies
Illinois
$245K -$31.4K -1,300 -11%
IPC
25
Independent Portfolio Consultants
Florida
$101K +$34.3K +1,420 +50%

JLS Hedge Fund Activity: Q3 2014 in Review

34 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Nuveen Mortgage and Income Fund (JLS) for Q3 2014, worth a combined $99.7M — up 11% from $90.2M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of JLS and 3 opened new positions — a net loss of 3 holders — while 10 trimmed existing stakes and 16 added.

The largest buyer was Grantham, Mayo, Van Otterloo & Co (GMO), adding an estimated $5.21M. The largest seller was Rivernorth Capital Management, cutting an estimated $783K.

  • 34 institutional investors held Nuveen Mortgage and Income Fund (JLS) as of Q3 2014, down from 37 in Q2 2014.
  • Funds reported $99.7M of Nuveen Mortgage and Income Fund stock for Q3 2014, up 11% quarter-over-quarter.
  • 3 funds opened new Nuveen Mortgage and Income Fund positions in Q3 2014 and 6 closed out, a net change of -3 holders.
  • The largest Nuveen Mortgage and Income Fund buyer in Q3 2014 was Grantham, Mayo, Van Otterloo & Co (GMO), an estimated $5.21M added.
  • The largest Nuveen Mortgage and Income Fund seller in Q3 2014 was Rivernorth Capital Management, an estimated $783K sold.

Based on aggregated 13F filings for Q3 2014.