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Nuveen Mortgage and Income Fund
JLS

Overview Fund Activity

41 hedge funds and large institutions have $113M invested in Nuveen Mortgage and Income Fund in 2014 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 16 increasing their positions, 6 reducing their positions, and 3 closing their positions.

Holders
41
Holders Change
+7
Holders Change %
+20.59%
% of All Funds
1.09%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
11
Increased
16
Reduced
6
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAM
1
PT Asset Management
Illinois
$9.45M
2
SIA
2
Sit Investment Associates
Minnesota
$2.25M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$2.91M
4
UBS Group
4
UBS Group
Switzerland
$906K
5
Citigroup
5
Citigroup
New York
$872K

Top Sellers

1
PWPCM
1
Perella Weinberg Partners Capital Management
New York
$6.7M
2
SCM
2
Saba Capital Management
New York
$20.6M
3
Goldman Sachs
3
Goldman Sachs
New York
$0
4
Invesco
4
Invesco
Georgia
$4.72M
5
KIM
5
Karpus Investment Management
New York
$4.34M
Name Market Value Shares Shares
Change 		Shares
Change %
SCM
1
Saba Capital Management
New York
$20.6M 891,750 -40,900 -4%
Bank of America
2
Bank of America
North Carolina
$13.6M 586,758 +15,896 +3%
RCM
3
Rivernorth Capital Management
Florida
$11M 474,956 +32,862 +7%
PAM
4
PT Asset Management
Illinois
$9.45M 408,392 +408,392 New
HCM
5
Hilton Capital Management
New York
– – – –
PWPCM
6
Perella Weinberg Partners Capital Management
New York
$6.7M 289,436 -72,428 -20%
Grantham, Mayo, Van Otterloo & Co (GMO)
7
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$5.9M 255,000 – –
PAIM
8
Punch & Associates Investment Management
Minnesota
$5.49M 237,304 +6,245 +3%
Invesco
9
Invesco
Georgia
$4.72M 204,079 -11,689 -5%
KIM
10
Karpus Investment Management
New York
$4.34M 187,500 -5,275 -3%
PP
11
Paloma Partners
Connecticut
$3.86M 166,595 +19,502 +13%
Morgan Stanley
12
Morgan Stanley
New York
$3.52M 151,914 +20,601 +16%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.91M 125,759 +53,965 +75%
MIG
14
Mariner Investment Group
New York
$2.34M 101,223 +36,237 +56%
SIA
15
Sit Investment Associates
Minnesota
$2.25M 97,267 +61,501 +172%
Wells Fargo
16
Wells Fargo
California
$1.25M 54,029 +1,627 +3%
UBS Group
17
UBS Group
Switzerland
$906K 39,168 +39,168 New
IPC
18
Independent Portfolio Consultants
Florida
$878K 37,930 +33,660 +788%
Citigroup
19
Citigroup
New York
$872K 37,640 +37,640 New
HB
20
Homrich & Berg
Georgia
$677K 29,237 +1,378 +5%
CS
21
Credit Suisse
Switzerland
$649K 28,015 +28,015 New
RJFSA
22
Raymond James Financial Services Advisors
Florida
$490K 21,151 +511 +2%
SG Americas Securities
23
SG Americas Securities
New York
$481K 20,762 +20,762 New
LPL Financial
24
LPL Financial
California
$409K 17,677 +1,286 +8%
RGC
25
Roberts, Glore & Co
Illinois
$395K 17,050 +1,000 +6%
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