JLS icon

Nuveen Mortgage and Income Fund
JLS

Overview Fund Activity

45 hedge funds and large institutions have $164M invested in Nuveen Mortgage and Income Fund in 2017 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 12 reducing their positions, and 0 closing their positions.

Holders
45
Holders Change
+4
Holders Change %
+9.76%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
5
Increased
17
Reduced
12
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$7.94M
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$11.4M
3
Ameriprise
3
Ameriprise
Minnesota
$4.69M
4
Bank of America
4
Bank of America
North Carolina
$15.1M
5
RCM
5
Rivernorth Capital Management
Florida
$12.4M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$17.1M
2
COLIM
2
City of London Investment Management
United Kingdom
$1.45M
3
WMG
3
WESCAP Management Group
California
$614K
4
RVPG
4
Relative Value Partners Group
$37.3M
5
UBS Group
5
UBS Group
Switzerland
$541K
Name Market Value Shares Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$37.3M 1,514,992 -13,852 -0.9%
Wells Fargo
2
Wells Fargo
California
$17.1M 690,654 -159,561 -19%
Bank of America
3
Bank of America
North Carolina
$15.1M 609,339 +19,108 +3%
HCM
4
Hilton Capital Management
New York
– – – –
RCM
5
Rivernorth Capital Management
Florida
$12.4M 499,250 +16,806 +3%
PAIM
6
Punch & Associates Investment Management
Minnesota
$11.4M 460,632 +53,749 +13%
Morgan Stanley
7
Morgan Stanley
New York
$7.94M 320,562 +72,631 +29%
EVM
8
Eaton Vance Management
Massachusetts
$7.94M 324,311 – –
SIA
9
Sit Investment Associates
Minnesota
$6.1M 246,435 +1,100 +0.4%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$6.02M 242,856 +9,097 +4%
Bessemer Group
11
Bessemer Group
New Jersey
$5.57M 224,696 -6,654 -3%
Ameriprise
12
Ameriprise
Minnesota
$4.69M 189,148 +40,061 +27%
LJAC
13
L.J. Altfest & Co
New York
$3.13M 126,357 -1,260 -1%
NVIM
14
New Vernon Investment Management
Illinois
$2.73M 110,390 – –
LPL Financial
15
LPL Financial
California
$1.62M 65,288 +4,874 +8%
COLIM
16
City of London Investment Management
United Kingdom
$1.45M 58,635 -54,601 -48%
DBT
17
Dubuque Bank & Trust
Iowa
$1.26M 51,048 +2,642 +5%
TIM
18
Tortoise Investment Management
New York
$906K 36,580 +1,700 +5%
RJA
19
Raymond James & Associates
Florida
$867K 35,021 +13,960 +66%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$820K 33,099 +5,641 +21%
PAG
21
Private Advisor Group
New Jersey
$715K 29,044 +216 +0.7%
Stifel Financial
22
Stifel Financial
Missouri
$666K 26,900 +1,850 +7%
WMG
23
WESCAP Management Group
California
$614K 24,790 -23,862 -49%
MSAM
24
Moloney Securities Asset Management
Missouri
$542K 21,875 -3,461 -14%
UBS Group
25
UBS Group
Switzerland
$541K 21,848 -7,338 -25%
1
2