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Nuveen Mortgage and Income Fund

45 hedge funds and large institutions have $164M invested in Nuveen Mortgage and Income Fund in 2017 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 12 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 12

10% more funds holding

Funds holding: 4145 (+4)

3% more capital invested

Capital invested by funds: $159M → $164M (+$4.85M)

0.02% less ownership

Funds ownership: 38.35%38.33% (-0.02%)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
45
Holders Change
+4
Holders Change %
+9.76%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
5
Increased
17
Reduced
12
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$37.3M -$337K -13,852 -0.9%
Wells Fargo
2
Wells Fargo
California
$17.1M -$3.88M -159,561 -19%
Bank of America
3
Bank of America
North Carolina
$15.1M +$465K +19,108 +3%
HCM
4
Hilton Capital Management
New York
$13.4M
RCM
5
Rivernorth Capital Management
Florida
$12.4M +$409K +16,806 +3%
PAIM
6
Punch & Associates Investment Management
Minnesota
$11.4M +$1.31M +53,749 +13%
Morgan Stanley
7
Morgan Stanley
New York
$7.94M +$1.77M +72,631 +29%
EVM
8
Eaton Vance Management
Massachusetts
$7.94M
SIA
9
Sit Investment Associates
Minnesota
$6.1M +$26.7K +1,100 +0.4%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$6.02M +$221K +9,097 +4%
Bessemer Group
11
Bessemer Group
New Jersey
$5.57M -$162K -6,654 -3%
Ameriprise
12
Ameriprise
Minnesota
$4.68M +$974K +40,061 +27%
LJAC
13
L.J. Altfest & Co
New York
$3.13M -$30.6K -1,260 -1%
NVIM
14
New Vernon Investment Management
Illinois
$2.73M
LPL Financial
15
LPL Financial
California
$1.62M +$118K +4,874 +8%
COLIM
16
City of London Investment Management
United Kingdom
$1.45M -$1.33M -54,601 -48%
DBT
17
Dubuque Bank & Trust
Iowa
$1.26M +$64.2K +2,642 +5%
TIM
18
Tortoise Investment Management
New York
$906K +$41.3K +1,700 +5%
RJA
19
Raymond James & Associates
Florida
$867K +$339K +13,960 +66%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$820K +$137K +5,641 +21%
PAG
21
Private Advisor Group
New Jersey
$715K +$5.25K +216 +0.7%
Stifel Financial
22
Stifel Financial
Missouri
$666K +$45K +1,850 +7%
WMG
23
WESCAP Management Group
California
$614K -$580K -23,862 -49%
MSAM
24
Moloney Securities Asset Management
Missouri
$542K -$84.1K -3,461 -14%
UBS Group
25
UBS Group
Switzerland
$541K -$178K -7,338 -25%

JLS Hedge Fund Activity: Q1 2017 in Review

45 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Nuveen Mortgage and Income Fund (JLS) for Q1 2017, worth a combined $164M — up 3% from $159M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new JLS positions and 0 closed out — a net gain of 5 holders — while 17 added to existing stakes and 12 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.77M. The largest seller was Wells Fargo, cutting an estimated $3.88M.

  • 45 institutional investors held Nuveen Mortgage and Income Fund (JLS) as of Q1 2017, up from 41 in Q4 2016.
  • Funds reported $164M of Nuveen Mortgage and Income Fund stock for Q1 2017, up 3% quarter-over-quarter.
  • 5 funds opened new Nuveen Mortgage and Income Fund positions in Q1 2017 and 0 closed out, a net change of +5 holders.
  • The largest Nuveen Mortgage and Income Fund buyer in Q1 2017 was Morgan Stanley, an estimated $1.77M added.
  • The largest Nuveen Mortgage and Income Fund seller in Q1 2017 was Wells Fargo, an estimated $3.88M sold.

Based on aggregated 13F filings for Q1 2017.