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Nuveen Mortgage and Income Fund

28 hedge funds and large institutions have $57.8M invested in Nuveen Mortgage and Income Fund in 2021 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% more capital invested

Capital invested by funds: $54.6M → $57.8M (+$3.19M)

9% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 11

0.81% more ownership

Funds ownership: 16.54%17.35% (+0.81%)

7% less funds holding

Funds holding: 3028 (-2)

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

Holders
28
Holders Change
-2
Holders Change %
-6.67%
% of All Funds
0.43%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
12
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$31.2M +$4.66M +221,951 +17%
RVPG
2
Relative Value Partners Group
$10.5M +$545K +25,991 +5%
Morgan Stanley
3
Morgan Stanley
New York
$2.81M -$250K -11,927 -8%
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$2.26M +$275K +13,115 +14%
Bank of America
5
Bank of America
North Carolina
$1.39M +$253K +12,065 +22%
FM
6
Family Management
New York
$1.27M -$8.79K -419 -0.7%
Thrivent Financial for Lutherans
7
Thrivent Financial for Lutherans
Minnesota
$1.11M -$978K -46,614 -47%
FWM
8
Foresight Wealth Management
Utah
$641K +$103K +4,918 +19%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$567K +$132K +6,283 +30%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$563K +$4.36K +208 +0.8%
Wells Fargo
11
Wells Fargo
California
$547K -$544K -25,921 -50%
Allspring Global Investments
12
Allspring Global Investments
North Carolina
$539K +$541K +25,762 New
PHS
13
Pekin Hardy Strauss
Illinois
$526K +$251K +11,955 +91%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$515K -$11K -523 -2%
UBS Group
15
UBS Group
Switzerland
$493K +$38.4K +1,829 +8%
SFS
16
Sowell Financial Services
Arkansas
$448K
Baird Financial Group
17
Baird Financial Group
Wisconsin
$418K -$462 -22 -0.1%
Fiera Capital (Canada)
18
Fiera Capital (Canada)
Quebec, Canada
$390K +$10.8K +515 +3%
AWM
19
Apollon Wealth Management
South Carolina
$376K +$376K +17,924 New
HCM
20
Hilton Capital Management
New York
$302K -$21 -1 -0%
PAG
21
Private Advisor Group
New Jersey
$255K +$189 +9 +0.1%
SFS
22
Shaker Financial Services
Virginia
$244K -$8.31K -396 -3%
PFGIA
23
Patriot Financial Group Insurance Agency
Massachusetts
$243K -$5.75K -274 -2%
APA
24
American Portfolios Advisors
New York
$105K -$2.77K -132 -3%
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$34K -$63.9K -3,046 -65%

JLS Hedge Fund Activity: Q4 2021 in Review

28 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Nuveen Mortgage and Income Fund (JLS) for Q4 2021, worth a combined $57.8M — up 5.8% from $54.6M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of JLS and 2 opened new positions — a net loss of 2 holders — while 11 trimmed existing stakes and 12 added.

The largest buyer was Sit Investment Associates, adding an estimated $4.66M. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $1.77M sold.

  • 28 institutional investors held Nuveen Mortgage and Income Fund (JLS) as of Q4 2021, down from 30 in Q3 2021.
  • Funds reported $57.8M of Nuveen Mortgage and Income Fund stock for Q4 2021, up 5.8% quarter-over-quarter.
  • 2 funds opened new Nuveen Mortgage and Income Fund positions in Q4 2021 and 4 closed out, a net change of -2 holders.
  • The largest Nuveen Mortgage and Income Fund buyer in Q4 2021 was Sit Investment Associates, an estimated $4.66M added.
  • The largest Nuveen Mortgage and Income Fund seller in Q4 2021 was Rivernorth Capital Management, an estimated $1.77M sold.

Based on aggregated 13F filings for Q4 2021.