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Nuveen Mortgage and Income Fund

37 hedge funds and large institutions have $90.2M invested in Nuveen Mortgage and Income Fund in 2014 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 15 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 3

88% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 8

26% more capital invested

Capital invested by funds: $71.5M → $90.2M (+$18.7M)

23% more funds holding

Funds holding: 3037 (+7)

2.45% more ownership

Funds ownership: 19.13%21.58% (+2.5%)

Holders
37
Holders Change
+7
Holders Change %
+23.33%
% of All Funds
1.06%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
15
Reduced
8
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$20.6M +$6.55M +271,569 +48%
Bank of America
2
Bank of America
North Carolina
$13.6M +$946K +39,259 +8%
RCM
3
Rivernorth Capital Management
Florida
$11.7M +$322K +13,372 +3%
PWPCM
4
Perella Weinberg Partners Capital Management
New York
$8.52M +$3.54M +146,820 +73%
HCM
5
Hilton Capital Management
New York
$5.95M
Invesco
6
Invesco
Georgia
$5.07M +$1.39M +57,748 +39%
KIM
7
Karpus Investment Management
New York
$4.75M +$4.65M +192,900 New
Morgan Stanley
8
Morgan Stanley
New York
$3.4M +$49.7K +2,061 +2%
PP
9
Paloma Partners
Connecticut
$3.04M +$78K +3,234 +3%
PAIM
10
Punch & Associates Investment Management
Minnesota
$2.99M +$2.93M +121,492 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.69M +$80.6K +3,344 +5%
Grantham, Mayo, Van Otterloo & Co (GMO)
12
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$965K +$947K +39,299 New
SIA
13
Sit Investment Associates
Minnesota
$940K +$309K +12,814 +50%
Wells Fargo
14
Wells Fargo
California
$927K +$66.8K +2,771 +8%
HB
15
Homrich & Berg
Georgia
$685K
MIG
16
Mariner Investment Group
New York
$684K +$671K +27,819 New
Cohen & Steers
17
Cohen & Steers
New York
$558K -$144K -5,965 -21%
U
18
UBS
Switzerland
$516K +$113K +4,668 +29%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$495K +$19.3K +800 +4%
LPL Financial
20
LPL Financial
California
$409K -$3.95K -164 -1%
Goldman Sachs
21
Goldman Sachs
New York
$404K -$327K -13,553 -45%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$395K +$7.4K +307 +2%
RGC
23
Roberts, Glore & Co
Illinois
$387K +$4.82K +200 +1%
CAN
24
Cetera Advisor Networks
California
$334K -$169K -7,022 -34%
CAS
25
CTC Alternative Strategies
Illinois
$286K -$147K -6,100 -34%

JLS Hedge Fund Activity: Q2 2014 in Review

37 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Nuveen Mortgage and Income Fund (JLS) for Q2 2014, worth a combined $90.2M — up 26% from $71.5M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new JLS positions and 3 closed out — a net gain of 7 holders — while 15 added to existing stakes and 8 trimmed.

The largest buyer was Saba Capital Management, adding an estimated $6.55M. The largest seller was Pine River Capital Management, exiting entirely with an estimated $9.67M sold.

  • 37 institutional investors held Nuveen Mortgage and Income Fund (JLS) as of Q2 2014, up from 30 in Q1 2014.
  • Funds reported $90.2M of Nuveen Mortgage and Income Fund stock for Q2 2014, up 26% quarter-over-quarter.
  • 10 funds opened new Nuveen Mortgage and Income Fund positions in Q2 2014 and 3 closed out, a net change of +7 holders.
  • The largest Nuveen Mortgage and Income Fund buyer in Q2 2014 was Saba Capital Management, an estimated $6.55M added.
  • The largest Nuveen Mortgage and Income Fund seller in Q2 2014 was Pine River Capital Management, an estimated $9.67M sold.

Based on aggregated 13F filings for Q2 2014.