Pine River Capital Management’s Nuveen Mortgage and Income Fund JLS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-412,200	Closed	-$9.67M	–	604
2014 Q1	$9.67M	Sell	412,200 -45,800	-10%	-$1.07M	0.15%	116
2013 Q4	$10.6M	Hold	458,000	–	–	0.13%	99
2013 Q3	$10.9M	Buy	+458,000	New	+$10.9M	0.12%	76