Paloma Partners’s Nuveen Mortgage and Income Fund JLS Stock Holding History

Paloma Partners’s Portfolio JLS Stock Details JLS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-105,200	Closed	-$2.43M	–	1987
2016 Q2	$2.43M	Buy	105,200 +24,914	+31%	+$570K	0.03%	604
2016 Q1	$1.8M	Buy	80,286 +5,286	+7%	+$119K	0.03%	545
2015 Q4	$1.7M	Sell	75,000 -81,430	-52%	-$1.84M	0.05%	425
2015 Q3	$3.5M	Buy	156,430 +56,544	+57%	+$1.27M	0.08%	185
2015 Q2	$2.27M	Sell	99,886 -29,764	-23%	-$685K	0.04%	398
2015 Q1	$3.02M	Sell	129,650 -36,945	-22%	-$862K	0.09%	202
2014 Q4	$3.86M	Buy	166,595 +19,502	+13%	+$455K	0.17%	131
2014 Q3	$3.5M	Buy	147,093 +23,115	+19%	+$559K	0.16%	135
2014 Q2	$3.04M	Buy	123,978 +3,234	+3%	+$78K	0.12%	167
2014 Q1	$2.83M	Buy	120,744 +77,968	+182%	+$1.86M	0.18%	115
2013 Q4	$990K	Buy	+42,776	New	+$1.02M	0.05%	386

Other funds holding JLS

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

HCM

Hilton Capital Management Garden City, New York $1.32B AUM 15.59% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Paloma Partners's JLS Position: Q3 2016 in Review

Paloma Partners sold out of Nuveen Mortgage and Income Fund (JLS) in Q3 2016, closing a stake of 105,200 shares — an estimated $2.43M sold.

Paloma Partners first reported a position in JLS in Q4 2013 and held it in 11 quarters. The position peaked at $3.86M in Q4 2014. 41 funds tracked by Wall St. Rank hold JLS as of Q3 2016.

Paloma Partners reported no remaining Nuveen Mortgage and Income Fund position as of Q3 2016 after selling out during the quarter.
Paloma Partners sold 105,200 Nuveen Mortgage and Income Fund shares in Q3 2016, an estimated $2.43M.
Paloma Partners first reported a position in Nuveen Mortgage and Income Fund in Q4 2013 and held it in 11 quarters.
Paloma Partners's Nuveen Mortgage and Income Fund position peaked at $3.86M in Q4 2014.
41 funds tracked by Wall St. Rank held Nuveen Mortgage and Income Fund as of Q3 2016.

Based on Paloma Partners's 13F filing for Q3 2016, filed 14 Nov 2016.