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Nuveen Mortgage and Income Fund

39 hedge funds and large institutions have $148M invested in Nuveen Mortgage and Income Fund in 2016 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 8 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 8

0.51% less ownership

Funds ownership: 39.5%38.99% (-0.51%)

2% less capital invested

Capital invested by funds: $151M → $148M (-$3.12M)

13% less funds holding

Funds holding: 4539 (-6)

60% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 10

Holders
39
Holders Change
-6
Holders Change %
-13.33%
% of All Funds
1.04%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.05%
New
4
Increased
17
Reduced
8
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$31.3M +$4.1M +181,608 +15%
Bank of America
2
Bank of America
North Carolina
$16.1M -$1.22M -54,302 -7%
EVM
3
Eaton Vance Management
Massachusetts
$14.6M +$161K +7,128 +1%
Wells Fargo
4
Wells Fargo
California
$13.3M +$1.43M +63,579 +12%
RCM
5
Rivernorth Capital Management
Florida
$9.91M -$775K -34,348 -7%
HCM
6
Hilton Capital Management
New York
$8.63M
PAIM
7
Punch & Associates Investment Management
Minnesota
$8.01M +$112K +4,944 +1%
COLIM
8
City of London Investment Management
United Kingdom
$7.06M +$3.12M +138,487 +79%
Morgan Stanley
9
Morgan Stanley
New York
$4.8M +$86.1K +3,817 +2%
Bessemer Group
10
Bessemer Group
New Jersey
$4.69M -$200K -8,880 -4%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$4.59M +$39.7K +1,758 +0.9%
SIA
12
Sit Investment Associates
Minnesota
$3.98M -$519 -23 -0%
NVIM
13
New Vernon Investment Management
Illinois
$3.93M +$3.95M +175,000 New
UBS Group
14
UBS Group
Switzerland
$3.09M +$2.63M +116,526 +553%
CRC
15
Curi RMB Capital
Illinois
$2.05M +$62.7K +2,778 +3%
PP
16
Paloma Partners
Connecticut
$1.8M +$119K +5,286 +7%
WMG
17
WESCAP Management Group
California
$1.76M +$117K +5,196 +7%
DBT
18
Dubuque Bank & Trust
Iowa
$1.28M +$86.8K +3,847 +7%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$1.08M +$25.7K +1,140 +2%
Ameriprise
20
Ameriprise
Minnesota
$1.06M +$701K +31,079 +191%
Invesco
21
Invesco
Georgia
$933K -$1.23M -54,625 -57%
IPC
22
Independent Portfolio Consultants
Florida
$822K +$206K +9,140 +33%
TIM
23
Tortoise Investment Management
New York
$659K -$36.1K -1,600 -5%
UR
24
USCA RIA
Texas
$635K +$10.2K +450 +2%
RGC
25
Roberts, Glore & Co
Illinois
$594K

JLS Hedge Fund Activity: Q1 2016 in Review

39 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Nuveen Mortgage and Income Fund (JLS) for Q1 2016, worth a combined $148M — down 2.1% from $151M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of JLS and 4 opened new positions — a net loss of 6 holders — while 8 trimmed existing stakes and 17 added.

The largest buyer was Relative Value Partners Group, adding an estimated $4.1M. The largest seller was Credit Suisse, exiting entirely with an estimated $5.08M sold.

  • 39 institutional investors held Nuveen Mortgage and Income Fund (JLS) as of Q1 2016, down from 45 in Q4 2015.
  • Funds reported $148M of Nuveen Mortgage and Income Fund stock for Q1 2016, down 2.1% quarter-over-quarter.
  • 4 funds opened new Nuveen Mortgage and Income Fund positions in Q1 2016 and 10 closed out, a net change of -6 holders.
  • The largest Nuveen Mortgage and Income Fund buyer in Q1 2016 was Relative Value Partners Group, an estimated $4.1M added.
  • The largest Nuveen Mortgage and Income Fund seller in Q1 2016 was Credit Suisse, an estimated $5.08M sold.

Based on aggregated 13F filings for Q1 2016.