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Nuveen Mortgage and Income Fund

41 hedge funds and large institutions have $159M invested in Nuveen Mortgage and Income Fund in 2016 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

33% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 12

0% more funds holding

Funds holding: 4141 (0)

0.69% less ownership

Funds ownership: 39.05%38.35% (-0.69%)

1% less capital invested

Capital invested by funds: $161M → $159M (-$1.63M)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
41
Holders Change
Holders Change %
0%
% of All Funds
1.02%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
4
Increased
16
Reduced
12
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$36.8M +$1.75M +73,171 +5%
Wells Fargo
2
Wells Fargo
California
$20.5M -$330K -13,774 -2%
Bank of America
3
Bank of America
North Carolina
$14.2M -$96.7K -4,042 -0.7%
HCM
4
Hilton Capital Management
New York
$12.4M
RCM
5
Rivernorth Capital Management
Florida
$11.6M -$17.4K -726 -0.2%
PAIM
6
Punch & Associates Investment Management
Minnesota
$9.79M +$130K +5,414 +1%
EVM
7
Eaton Vance Management
Massachusetts
$7.81M
Morgan Stanley
8
Morgan Stanley
New York
$5.97M +$762K +31,839 +15%
SIA
9
Sit Investment Associates
Minnesota
$5.91M +$120K +5,000 +2%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$5.63M +$289K +12,082 +5%
Bessemer Group
11
Bessemer Group
New Jersey
$5.57M
Ameriprise
12
Ameriprise
Minnesota
$3.59M +$686K +28,686 +24%
LJAC
13
L.J. Altfest & Co
New York
$3.07M -$22.6K -944 -0.7%
COLIM
14
City of London Investment Management
United Kingdom
$2.72M -$1.96M -81,882 -42%
NVIM
15
New Vernon Investment Management
Illinois
$2.66M -$1M -42,000 -28%
LPL Financial
16
LPL Financial
California
$1.45M +$31.7K +1,325 +2%
WMG
17
WESCAP Management Group
California
$1.17M -$108K -4,527 -9%
DBT
18
Dubuque Bank & Trust
Iowa
$1.17M +$133K +5,576 +13%
TIM
19
Tortoise Investment Management
New York
$840K +$39.5K +1,650 +5%
UBS Group
20
UBS Group
Switzerland
$702K -$3.24M -135,528 -82%
PAG
21
Private Advisor Group
New Jersey
$686K +$335 +14 +0%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$661K +$33.9K +1,416 +5%
MSAM
23
Moloney Securities Asset Management
Missouri
$610K +$606K +25,336 New
Stifel Financial
24
Stifel Financial
Missouri
$602K +$23.9K +1,000 +4%
RGC
25
Roberts, Glore & Co
Illinois
$538K -$4.78K -200 -0.9%

JLS Hedge Fund Activity: Q4 2016 in Review

41 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Nuveen Mortgage and Income Fund (JLS) for Q4 2016, worth a combined $159M — down 1% from $161M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new JLS positions and 3 closed out — a net gain of 1 holder — while 16 added to existing stakes and 12 trimmed.

The largest buyer was Relative Value Partners Group, adding an estimated $1.75M. The largest seller was UBS Group, cutting an estimated $3.24M.

  • 41 institutional investors held Nuveen Mortgage and Income Fund (JLS) as of Q4 2016, unchanged from Q3 2016.
  • Funds reported $159M of Nuveen Mortgage and Income Fund stock for Q4 2016, down 1% quarter-over-quarter.
  • 4 funds opened new Nuveen Mortgage and Income Fund positions in Q4 2016 and 3 closed out, a net change of +1 holder.
  • The largest Nuveen Mortgage and Income Fund buyer in Q4 2016 was Relative Value Partners Group, an estimated $1.75M added.
  • The largest Nuveen Mortgage and Income Fund seller in Q4 2016 was UBS Group, an estimated $3.24M sold.

Based on aggregated 13F filings for Q4 2016.