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Nuveen Mortgage and Income Fund
JLS

Overview Fund Activity

41 hedge funds and large institutions have $159M invested in Nuveen Mortgage and Income Fund in 2016 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 3 closing their positions.

Holders
41
Holders Change
–
Holders Change %
0%
% of All Funds
1.03%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
4
Increased
16
Reduced
12
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVPG
1
Relative Value Partners Group
$36.8M
2
Morgan Stanley
2
Morgan Stanley
New York
$5.97M
3
Ameriprise
3
Ameriprise
Minnesota
$3.59M
4
MSAM
4
Moloney Securities Asset Management
Missouri
$610K
5
SFS
5
Sowell Financial Services
Arkansas
$308K

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$702K
2
COLIM
2
City of London Investment Management
United Kingdom
$2.72M
3
NVIM
3
New Vernon Investment Management
Illinois
$2.66M
4
UR
4
USCA RIA
Texas
$0
5
Wells Fargo
5
Wells Fargo
California
$20.5M
Name Market Value Shares Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$36.8M 1,528,844 +73,171 +5%
Wells Fargo
2
Wells Fargo
California
$20.5M 850,215 -13,774 -2%
Bank of America
3
Bank of America
North Carolina
$14.2M 590,231 -4,042 -0.7%
HCM
4
Hilton Capital Management
New York
– – – –
RCM
5
Rivernorth Capital Management
Florida
$11.6M 482,444 -726 -0.2%
PAIM
6
Punch & Associates Investment Management
Minnesota
$9.79M 406,883 +5,414 +1%
EVM
7
Eaton Vance Management
Massachusetts
$7.81M 324,311 – –
Morgan Stanley
8
Morgan Stanley
New York
$5.97M 247,931 +31,839 +15%
SIA
9
Sit Investment Associates
Minnesota
$5.91M 245,335 +5,000 +2%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$5.63M 233,759 +12,082 +5%
Bessemer Group
11
Bessemer Group
New Jersey
$5.57M 231,350 – –
Ameriprise
12
Ameriprise
Minnesota
$3.59M 149,087 +28,686 +24%
LJAC
13
L.J. Altfest & Co
New York
$3.07M 127,617 -944 -0.7%
COLIM
14
City of London Investment Management
United Kingdom
$2.72M 113,236 -81,882 -42%
NVIM
15
New Vernon Investment Management
Illinois
$2.66M 110,390 -42,000 -28%
LPL Financial
16
LPL Financial
California
$1.45M 60,414 +1,325 +2%
WMG
17
WESCAP Management Group
California
$1.17M 48,652 -4,527 -9%
DBT
18
Dubuque Bank & Trust
Iowa
$1.17M 48,406 +5,576 +13%
TIM
19
Tortoise Investment Management
New York
$840K 34,880 +1,650 +5%
UBS Group
20
UBS Group
Switzerland
$702K 29,186 -135,528 -82%
PAG
21
Private Advisor Group
New Jersey
$686K 28,828 +14 +0%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$661K 27,458 +1,416 +5%
MSAM
23
Moloney Securities Asset Management
Missouri
$610K 25,336 +25,336 New
Stifel Financial
24
Stifel Financial
Missouri
$602K 25,050 +1,000 +4%
RGC
25
Roberts, Glore & Co
Illinois
$538K 22,350 -200 -0.9%
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