USCA RIA’s Nuveen Mortgage and Income Fund JLS Stock Holding History

USCA RIA’s Portfolio JLS Stock Details JLS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-22,252	Closed	-$538K	–	388
2016 Q3	$538K	Hold	22,252	–	–	0.09%	236
2016 Q2	$514K	Sell	22,252 -6,000	-21%	-$137K	0.09%	226
2016 Q1	$635K	Buy	28,252 +450	+2%	+$10.2K	0.12%	183
2015 Q4	$631K	Buy	27,802 +6,102	+28%	+$138K	0.14%	176
2015 Q3	$486K	Hold	21,700	–	–	0.12%	188
2015 Q2	$492K	Buy	21,700 +1,500	+7%	+$34.5K	0.13%	181
2015 Q1	$470K	Buy	+20,200	New	+$471K	0.13%	187

Other funds holding JLS

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

HCM

Hilton Capital Management Garden City, New York $1.32B AUM 15.59% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

USCA RIA's JLS Position: Q4 2016 in Review

USCA RIA sold out of Nuveen Mortgage and Income Fund (JLS) in Q4 2016, closing a stake of 22,252 shares — an estimated $538K sold.

USCA RIA first reported a position in JLS in Q1 2015 and held it in 7 quarters. The position peaked at $635K in Q1 2016. 41 funds tracked by Wall St. Rank hold JLS as of Q4 2016.

USCA RIA reported no remaining Nuveen Mortgage and Income Fund position as of Q4 2016 after selling out during the quarter.
USCA RIA sold 22,252 Nuveen Mortgage and Income Fund shares in Q4 2016, an estimated $538K.
USCA RIA first reported a position in Nuveen Mortgage and Income Fund in Q1 2015 and held it in 7 quarters.
USCA RIA's Nuveen Mortgage and Income Fund position peaked at $635K in Q1 2016.
41 funds tracked by Wall St. Rank held Nuveen Mortgage and Income Fund as of Q4 2016.

Based on USCA RIA's 13F filing for Q4 2016, filed 9 Feb 2017.