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Nuveen Mortgage and Income Fund

30 hedge funds and large institutions have $54.6M invested in Nuveen Mortgage and Income Fund in 2021 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 15 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

114% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 7

3% more capital invested

Capital invested by funds: $53M → $54.6M (+$1.63M)

0.6% more ownership

Funds ownership: 15.94%16.54% (+0.6%)

0% more funds holding

Funds holding: 3030 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

Holders
30
Holders Change
Holders Change %
0%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
15
Reduced
7
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$26.3M +$349K +16,596 +1%
RVPG
2
Relative Value Partners Group
$9.86M -$308K -14,631 -3%
Morgan Stanley
3
Morgan Stanley
New York
$3.04M +$84.5K +4,014 +3%
Thrivent Financial for Lutherans
4
Thrivent Financial for Lutherans
Minnesota
$2.07M +$982K +46,614 +88%
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$1.97M +$48.1K +2,285 +2%
RCM
6
Rivernorth Capital Management
Florida
$1.77M +$888K +42,171 +98%
FM
7
Family Management
New York
$1.27M -$16.6K -788 -1%
Bank of America
8
Bank of America
North Carolina
$1.13M +$30.2K +1,435 +3%
Wells Fargo
9
Wells Fargo
California
$1.08M -$106K -5,042 -9%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$553K +$2.04K +97 +0.4%
FWM
11
Foresight Wealth Management
Utah
$532K +$540K +25,654 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$521K -$526 -25 -0.1%
SCM
13
Saba Capital Management
New York
$474K +$63.5K +3,016 +15%
UBS Group
14
UBS Group
Switzerland
$450K -$55.4K -2,632 -11%
SFS
15
Sowell Financial Services
Arkansas
$445K
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$431K +$49.5K +2,350 +13%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$414K +$21.7K +1,031 +5%
Fiera Capital (Canada)
18
Fiera Capital (Canada)
Quebec, Canada
$376K
Mirae Asset Global Investments
19
Mirae Asset Global Investments
South Korea
$330K -$612K -29,068 -65%
HCM
20
Hilton Capital Management
New York
$299K
PHS
21
Pekin Hardy Strauss
Illinois
$272K +$276K +13,125 New
PAG
22
Private Advisor Group
New Jersey
$253K +$147 +7 +0.1%
SFS
23
Shaker Financial Services
Virginia
$249K -$182K -8,626 -42%
PFGIA
24
Patriot Financial Group Insurance Agency
Massachusetts
$246K +$12K +569 +5%
APA
25
American Portfolios Advisors
New York
$107K +$3.43K +163 +3%

JLS Hedge Fund Activity: Q3 2021 in Review

30 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Nuveen Mortgage and Income Fund (JLS) for Q3 2021, worth a combined $54.6M — up 3.1% from $53M a quarter earlier.

Fund positioning in JLS was balanced in Q3 2021: 3 funds opened new positions, 3 closed out, 15 added to existing stakes and 7 trimmed.

The largest buyer was Thrivent Financial for Lutherans, adding an estimated $982K. The largest seller was Mirae Asset Global Investments, cutting an estimated $612K.

  • 30 institutional investors held Nuveen Mortgage and Income Fund (JLS) as of Q3 2021, unchanged from Q2 2021.
  • Funds reported $54.6M of Nuveen Mortgage and Income Fund stock for Q3 2021, up 3.1% quarter-over-quarter.
  • 3 funds opened new Nuveen Mortgage and Income Fund positions in Q3 2021 and 3 closed out, a net change of 0 holders.
  • The largest Nuveen Mortgage and Income Fund buyer in Q3 2021 was Thrivent Financial for Lutherans, an estimated $982K added.
  • The largest Nuveen Mortgage and Income Fund seller in Q3 2021 was Mirae Asset Global Investments, an estimated $612K sold.

Based on aggregated 13F filings for Q3 2021.