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Nuveen Mortgage and Income Fund

45 hedge funds and large institutions have $113M invested in Nuveen Mortgage and Income Fund in 2019 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 16 increasing their positions, 14 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 14

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2.22% less ownership

Funds ownership: 38.01%35.8% (-2.2%)

6% less funds holding

Funds holding: 4845 (-3)

8% less capital invested

Capital invested by funds: $123M → $113M (-$10.1M)

30% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 10

Holders
45
Holders Change
-3
Holders Change %
-6.25%
% of All Funds
0.99%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
16
Reduced
14
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$30.9M +$1.23M +53,276 +4%
HCM
2
Hilton Capital Management
New York
$20.1M +$1.33M +57,579 +7%
Bank of America
3
Bank of America
North Carolina
$12.6M -$569K -24,646 -4%
SIA
4
Sit Investment Associates
Minnesota
$11.3M +$7.7M +333,708 +216%
PAIM
5
Punch & Associates Investment Management
Minnesota
$8.86M -$115K -4,967 -1%
IA
6
Icon Advisers
Colorado
$5.98M -$5.94M -257,198 -50%
Invesco
7
Invesco
Georgia
$3.26M +$2.69M +116,371 +469%
Ameriprise
8
Ameriprise
Minnesota
$1.93M -$239K -10,349 -11%
Wells Fargo
9
Wells Fargo
California
$1.86M -$41.1K -1,779 -2%
FTI
10
Fiduciary Trust International
Massachusetts
$1.78M +$6.3K +273 +0.4%
Morgan Stanley
11
Morgan Stanley
New York
$1.68M -$5.23M -226,452 -76%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.25M -$7.36M -318,607 -86%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.19M -$305K -13,194 -20%
RJA
14
Raymond James & Associates
Florida
$981K -$1M -43,329 -50%
TSW
15
Thompson Siegel & Walmsley
Virginia
$749K +$750K +32,500 New
Mirae Asset Global Investments
16
Mirae Asset Global Investments
South Korea
$745K +$162K +7,020 +28%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$724K +$210K +9,102 +41%
CL
18
CSS LLC
Illinois
$719K +$720K +31,200 New
Lido Advisors
19
Lido Advisors
California
$698K +$73.1K +3,167 +12%
ACM
20
Arlington Capital Management
Illinois
$587K -$546K -23,634 -48%
MFG
21
Magnus Financial Group
New York
$562K +$369 +16 +0.1%
BEI
22
Benjamin Edwards Inc
Missouri
$562K +$66.6K +2,883 +13%
UBS Group
23
UBS Group
Switzerland
$551K -$58.7K -2,544 -10%
Bessemer Group
24
Bessemer Group
New Jersey
$549K
SFS
25
Sowell Financial Services
Arkansas
$474K +$475K +20,575 New

JLS Hedge Fund Activity: Q3 2019 in Review

45 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Nuveen Mortgage and Income Fund (JLS) for Q3 2019, worth a combined $113M — down 8.1% from $123M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of JLS and 7 opened new positions — a net loss of 3 holders — while 14 trimmed existing stakes and 16 added.

The largest buyer was Sit Investment Associates, adding an estimated $7.7M. The largest seller was Royal Bank of Canada, cutting an estimated $7.36M.

  • 45 institutional investors held Nuveen Mortgage and Income Fund (JLS) as of Q3 2019, down from 48 in Q2 2019.
  • Funds reported $113M of Nuveen Mortgage and Income Fund stock for Q3 2019, down 8.1% quarter-over-quarter.
  • 7 funds opened new Nuveen Mortgage and Income Fund positions in Q3 2019 and 10 closed out, a net change of -3 holders.
  • The largest Nuveen Mortgage and Income Fund buyer in Q3 2019 was Sit Investment Associates, an estimated $7.7M added.
  • The largest Nuveen Mortgage and Income Fund seller in Q3 2019 was Royal Bank of Canada, an estimated $7.36M sold.

Based on aggregated 13F filings for Q3 2019.