Karpus Investment Management’s Nuveen Mortgage and Income Fund JLS Stock Holding History

Karpus Investment Management’s Portfolio JLS Stock Details JLS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-171,975	Closed	-$3.91M	–	204
2015 Q4	$3.91M	Sell	171,975 -1,225	-0.7%	-$27.7K	0.18%	98
2015 Q3	$3.88M	Sell	173,200 -5,575	-3%	-$125K	0.18%	102
2015 Q2	$4.06M	Sell	178,775 -4,325	-2%	-$99.5K	0.19%	97
2015 Q1	$4.26M	Sell	183,100 -4,400	-2%	-$103K	0.2%	91
2014 Q4	$4.34M	Sell	187,500 -5,275	-3%	-$123K	0.21%	95
2014 Q3	$4.58M	Sell	192,775 -125	-0.1%	-$3.02K	0.22%	85
2014 Q2	$4.75M	Buy	+192,900	New	+$4.65M	0.23%	83

Other funds holding JLS

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

HCM

Hilton Capital Management Garden City, New York $1.32B AUM 15.59% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Karpus Investment Management's JLS Position: Q1 2016 in Review

Karpus Investment Management sold out of Nuveen Mortgage and Income Fund (JLS) in Q1 2016, closing a stake of 171,975 shares — an estimated $3.91M sold.

Karpus Investment Management first reported a position in JLS in Q2 2014 and held it in 7 quarters. The position peaked at $4.75M in Q2 2014. 39 funds tracked by Wall St. Rank hold JLS as of Q1 2016.

Karpus Investment Management reported no remaining Nuveen Mortgage and Income Fund position as of Q1 2016 after selling out during the quarter.
Karpus Investment Management sold 171,975 Nuveen Mortgage and Income Fund shares in Q1 2016, an estimated $3.91M.
Karpus Investment Management first reported a position in Nuveen Mortgage and Income Fund in Q2 2014 and held it in 7 quarters.
Karpus Investment Management's Nuveen Mortgage and Income Fund position peaked at $4.75M in Q2 2014.
39 funds tracked by Wall St. Rank held Nuveen Mortgage and Income Fund as of Q1 2016.

Based on Karpus Investment Management's 13F filing for Q1 2016, filed 13 May 2016.