Rivernorth Capital Management’s NUVEEN PREM INSD MUNI FD-4 INC NPT Stock Holding History

Rivernorth Capital Management’s Portfolio NPT Stock Details NPT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-540,821	Closed	-$7.5M	–	208
2014 Q4	$7.5M	Hold	540,821	–	–	0.5%	69
2014 Q3	$7.25M	Buy	+540,821	New	+$6.87M	0.58%	59
2013 Q4	–	Sell	-31,700	Closed	-$377K	–	248
2013 Q3	$377K	Buy	+31,700	New	+$373K	0.04%	160

Other funds holding NPT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

MIM

Macroview Investment Management Bethesda, Maryland $162M AUM 22.52% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Rivernorth Capital Management's NPT Position: Q1 2015 in Review

Rivernorth Capital Management sold out of NUVEEN PREM INSD MUNI FD-4 INC (NPT) in Q1 2015, closing a stake of 540,821 shares — an estimated $7.5M sold.

Rivernorth Capital Management first reported a position in NPT in Q3 2013 and held it in 3 quarters. The position peaked at $7.5M in Q4 2014. 47 funds tracked by Wall St. Rank hold NPT as of Q1 2015.

Rivernorth Capital Management reported no remaining NUVEEN PREM INSD MUNI FD-4 INC position as of Q1 2015 after selling out during the quarter.
Rivernorth Capital Management sold 540,821 NUVEEN PREM INSD MUNI FD-4 INC shares in Q1 2015, an estimated $7.5M.
Rivernorth Capital Management first reported a position in NUVEEN PREM INSD MUNI FD-4 INC in Q3 2013 and held it in 3 quarters.
Rivernorth Capital Management's NUVEEN PREM INSD MUNI FD-4 INC position peaked at $7.5M in Q4 2014.
47 funds tracked by Wall St. Rank held NUVEEN PREM INSD MUNI FD-4 INC as of Q1 2015.

Based on Rivernorth Capital Management's 13F filing for Q1 2015, filed 15 May 2015.