Guggenheim Capital’s NUVEEN PREM INSD MUNI FD-4 INC NPT Stock Holding History

Guggenheim Capital’s Portfolio NPT Stock Details NPT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-50,280	Closed	-$656K	–	3148
2015 Q3	$656K	Sell	50,280 -1,714	-3%	-$22.4K	﹤0.01%	2310
2015 Q2	$680K	Sell	51,994 -177,117	-77%	-$2.32M	﹤0.01%	2409
2015 Q1	$3.07M	Sell	229,111 -26,901	-11%	-$361K	0.01%	1444
2014 Q4	$3.4M	Sell	256,012 -153,998	-38%	-$2.03M	0.01%	1351
2014 Q3	$5.22M	Sell	410,010 -42,077	-9%	-$535K	0.01%	1177
2014 Q2	$5.8M	Sell	452,087 -170,918	-27%	-$2.17M	0.01%	1095
2014 Q1	$7.73M	Sell	623,005 -76,845	-11%	-$946K	0.02%	934
2013 Q4	$8.49M	Sell	699,850 -195,291	-22%	-$2.29M	0.03%	874
2013 Q3	$10.7M	Sell	895,141 -64,773	-7%	-$762K	0.04%	817
2013 Q2	$12.2M	Buy	+959,914	New	+$13.2M	0.05%	670

Other funds holding NPT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

LCM

Laurion Capital Management New York $2.29B AUM 75.73% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Guggenheim Capital's NPT Position: Q4 2015 in Review

Guggenheim Capital sold out of NUVEEN PREM INSD MUNI FD-4 INC (NPT) in Q4 2015, closing a stake of 50,280 shares — an estimated $656K sold.

Guggenheim Capital first reported a position in NPT in Q2 2013 and held it in 10 quarters. The position peaked at $12.2M in Q2 2013. 49 funds tracked by Wall St. Rank hold NPT as of Q4 2015.

Guggenheim Capital reported no remaining NUVEEN PREM INSD MUNI FD-4 INC position as of Q4 2015 after selling out during the quarter.
Guggenheim Capital sold 50,280 NUVEEN PREM INSD MUNI FD-4 INC shares in Q4 2015, an estimated $656K.
Guggenheim Capital first reported a position in NUVEEN PREM INSD MUNI FD-4 INC in Q2 2013 and held it in 10 quarters.
Guggenheim Capital's NUVEEN PREM INSD MUNI FD-4 INC position peaked at $12.2M in Q2 2013.
49 funds tracked by Wall St. Rank held NUVEEN PREM INSD MUNI FD-4 INC as of Q4 2015.

Based on Guggenheim Capital's 13F filing for Q4 2015, filed 16 Feb 2016.