RCM
SMM

Rivernorth Capital Management’s Salient Midstream & MLP Fund SMM Stock Holding History

Rivernorth Capital Management’s Portfolio SMM Stock Details SMM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-26,341
Closed -$780K – 190
2014
Q2 		$780K Buy
+26,341
New +$695K 0.06% 150

Other funds holding SMM

AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.35% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
TC
TFS Capital West Chester, Pennsylvania $255M AUM 32.31% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Rivernorth Capital Management's SMM Position: Q3 2014 in Review

Rivernorth Capital Management sold out of Salient Midstream & MLP Fund (SMM) in Q3 2014, closing a stake of 26,341 shares — an estimated $780K sold.

Rivernorth Capital Management first reported a position in SMM in Q2 2014 and held it in 1 quarter. The position peaked at $780K in Q2 2014. 22 funds tracked by Wall St. Rank hold SMM as of Q3 2014.

  • Rivernorth Capital Management reported no remaining Salient Midstream & MLP Fund position as of Q3 2014 after selling out during the quarter.
  • Rivernorth Capital Management sold 26,341 Salient Midstream & MLP Fund shares in Q3 2014, an estimated $780K.
  • Rivernorth Capital Management first reported a position in Salient Midstream & MLP Fund in Q2 2014 and held it in 1 quarter.
  • Rivernorth Capital Management's Salient Midstream & MLP Fund position peaked at $780K in Q2 2014.
  • 22 funds tracked by Wall St. Rank held Salient Midstream & MLP Fund as of Q3 2014.

Based on Rivernorth Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.