Invesco’s Salient Midstream & MLP Fund SMM Stock Holding History

Invesco’s Portfolio SMM Stock Details SMM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-39,073	Closed	-$233K	–	4069
2021 Q2	$233K	Buy	39,073 +1,116	+3%	+$6.28K	﹤0.01%	3736
2021 Q1	$194K	Sell	37,957 -4,430	-10%	-$21.8K	﹤0.01%	3681
2020 Q4	$181K	Sell	42,387 -1,155	-3%	-$4.64K	﹤0.01%	3555
2020 Q3	$152K	Buy	43,542 +12,870	+42%	+$51.2K	﹤0.01%	3520
2020 Q2	$127K	Sell	30,672 -4,311	-12%	-$17.6K	﹤0.01%	3563
2020 Q1	$122K	Sell	34,983 -1,230	-3%	-$7.58K	﹤0.01%	3526
2019 Q4	$282K	Sell	36,213 -22,706	-39%	-$168K	﹤0.01%	3440
2019 Q3	$463K	Sell	58,919 -39,555	-40%	-$319K	﹤0.01%	3284
2019 Q2	$846K	Sell	98,474 -19,882	-17%	-$175K	﹤0.01%	3138
2019 Q1	$1.09M	Sell	118,356 -38,728	-25%	-$344K	﹤0.01%	2982
2018 Q4	$1.16M	Sell	157,084 -86,300	-35%	-$754K	﹤0.01%	2891
2018 Q3	$2.48M	Sell	243,384 -54,108	-18%	-$558K	﹤0.01%	2608
2018 Q2	$2.96M	Sell	297,492 -37,876	-11%	-$375K	﹤0.01%	2501
2018 Q1	$3.05M	Sell	335,368 -32,713	-9%	-$342K	﹤0.01%	2260
2017 Q4	$4.06M	Buy	368,081 +28,572	+8%	+$304K	﹤0.01%	2122
2017 Q3	$3.93M	Buy	339,509 +134,584	+66%	+$1.53M	﹤0.01%	2121
2017 Q2	$2.4M	Buy	204,925 +82,902	+68%	+$1.04M	﹤0.01%	2418
2017 Q1	$1.63M	Buy	122,023 +90,428	+286%	+$1.22M	﹤0.01%	2738
2016 Q4	$429K	Sell	31,595 -19,671	-38%	-$253K	﹤0.01%	3360
2016 Q3	$650K	Sell	51,266 -108,245	-68%	-$1.28M	﹤0.01%	3158
2016 Q2	$1.79M	Sell	159,511 -36,502	-19%	-$361K	﹤0.01%	2540
2016 Q1	$1.57M	Sell	196,013 -75,992	-28%	-$567K	﹤0.01%	2621
2015 Q4	$2.59M	Sell	272,005 -92,814	-25%	-$1.19M	﹤0.01%	2358
2015 Q3	$5.1M	Sell	364,819 -132,655	-27%	-$2.29M	﹤0.01%	1870
2015 Q2	$10M	Sell	497,474 -95,944	-16%	-$2.11M	﹤0.01%	1555
2015 Q1	$12.9M	Sell	593,418 -32,709	-5%	-$728K	0.01%	1433
2014 Q4	$15M	Buy	626,127 +232,744	+59%	+$5.97M	0.01%	1326
2014 Q3	$11.5M	Buy	393,383 +106,134	+37%	+$3.11M	﹤0.01%	1473
2014 Q2	$8.5M	Buy	287,249 +70,623	+33%	+$1.86M	﹤0.01%	1628
2014 Q1	$5.26M	Buy	216,626 +65,680	+44%	+$1.58M	﹤0.01%	1891
2013 Q4	$3.58M	Buy	150,946 +70,978	+89%	+$1.6M	﹤0.01%	2258
2013 Q3	$1.77M	Buy	79,968 +46,459	+139%	+$1.07M	﹤0.01%	2629
2013 Q2	$774K	Buy	+33,509	New	+$805K	﹤0.01%	3044

Other funds holding SMM

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

KACA

Kayne Anderson Capital Advisors Los Angeles, California $5.22B AUM 17.11% 1-Year Est. Return

Quantedge Capital Singapore $183M AUM 37.27% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Zazove Associates Incline Village, Nevada $1.22B AUM 1.91% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco's SMM Position: Q3 2021 in Review

Invesco sold out of Salient Midstream & MLP Fund (SMM) in Q3 2021, closing a stake of 39,073 shares — an estimated $233K sold.

Invesco first reported a position in SMM in Q2 2013 and held it in 33 quarters. The position peaked at $15M in Q4 2014. 39 funds tracked by Wall St. Rank hold SMM as of Q3 2021.

Invesco reported no remaining Salient Midstream & MLP Fund position as of Q3 2021 after selling out during the quarter.
Invesco sold 39,073 Salient Midstream & MLP Fund shares in Q3 2021, an estimated $233K.
Invesco first reported a position in Salient Midstream & MLP Fund in Q2 2013 and held it in 33 quarters.
Invesco's Salient Midstream & MLP Fund position peaked at $15M in Q4 2014.
39 funds tracked by Wall St. Rank held Salient Midstream & MLP Fund as of Q3 2021.

Based on Invesco's 13F filing for Q3 2021, filed 15 Nov 2021.