SMM

Salient Midstream & MLP Fund
SMM

Overview Fund Activity
Delisted

SMM was delisted on the 8th of September, 2022.

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22 hedge funds and large institutions have $72.6M invested in Salient Midstream & MLP Fund in 2014 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 1 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
22
Holders Change
+6
Holders Change %
+37.5%
% of All Funds
0.64%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
10
Reduced
1
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
Sit Investment Associates
Minnesota
$4.29M
2
GC
Guggenheim Capital
Illinois
$14.9M
3
Invesco
Invesco
Georgia
$11.5M
4
AAM
Advisors Asset Management
Colorado
$29M
5
TJHA
Thomas J. Herzfeld Advisors
Florida
$1.08M

Top Sellers

1
RCM
Rivernorth Capital Management
Florida
$0
2
BRWM
B. Riley Wealth Management
Tennessee
$151K
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$29M +$1.84M +63,225 +7%
GC
2
Guggenheim Capital
Illinois
$14.9M +$3.81M +130,584 +34%
Invesco
3
Invesco
Georgia
$11.5M +$3.1M +106,134 +37%
Bank of America
4
Bank of America
North Carolina
$5.52M +$310K +10,616 +6%
SIA
5
Sit Investment Associates
Minnesota
$4.29M +$4.29M +146,882 New
U
6
UBS
Switzerland
$1.93M +$908K +31,095 +89%
Morgan Stanley
7
Morgan Stanley
New York
$1.86M +$708K +24,261 +61%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$1.08M +$989K +33,907 +1,130%
TC
9
TFS Capital
Pennsylvania
$661K +$661K +22,648 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$641K +$23K +787 +4%
SCA
11
Salient Capital Advisors
Texas
$322K – – –
Wells Fargo
12
Wells Fargo
California
$317K +$4.58K +157 +1%
BRWM
13
B. Riley Wealth Management
Tennessee
$151K -$118K -4,050 -44%
BNP Paribas Financial Markets
14
BNP Paribas Financial Markets
France
$151K +$151K +5,160 New
Deutsche Bank
15
Deutsche Bank
Germany
$120K +$1.33K +46 +1%
JIC
16
Joel Isaacson & Co
New York
$58K – – –
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$30K +$30K +1,019 New
WAM
18
Wolverine Asset Management
Illinois
$24K +$24K +830 New
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$22K +$22K +747 New
Ameriprise
20
Ameriprise
Minnesota
$19K +$19K +649 New
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$15K – – –
Barclays
22
Barclays
United Kingdom
$14K – – –
RCM
23
Rivernorth Capital Management
Florida
– -$780K -26,341 Closed