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SMM

Salient Midstream & MLP Fund

Delisted

SMM was delisted on the 8th of September, 2022.

35 hedge funds and large institutions have $70M invested in Salient Midstream & MLP Fund in 2016 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% more capital invested

Capital invested by funds: $59.3M → $70M (+$10.7M)

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

9% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 11

0% more funds holding

Funds holding: 3535 (0)

Holders
35
Holders Change
Holders Change %
0%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
12
Reduced
11
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$13.5M +$488K +37,913 +4%
UBS Group
2
UBS Group
Switzerland
$11.7M +$3.44M +267,019 +45%
AAM
3
Advisors Asset Management
Colorado
$11.3M +$1.24M +96,580 +13%
Morgan Stanley
4
Morgan Stanley
New York
$7.39M +$2.67M +207,193 +61%
SIA
5
Sit Investment Associates
Minnesota
$5.49M -$53.1K -4,124 -1%
SBH
6
Segall Bryant & Hamill
Illinois
$4.85M -$72.1K -5,600 -2%
Bank of America
7
Bank of America
North Carolina
$3.81M -$338K -26,248 -9%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$2.59M -$343K -26,626 -12%
Wells Fargo
9
Wells Fargo
California
$2.56M +$121K +9,383 +5%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.02M +$6.21K +482 +0.6%
Stifel Financial
11
Stifel Financial
Missouri
$909K +$247K +19,147 +40%
SCA
12
Salient Capital Advisors
Texas
$745K
OC
13
Oppenheimer & Co
New York
$620K -$88.3K -6,858 -13%
DC
14
Davenport & Co
Virginia
$498K -$71.7K -5,567 -13%
Invesco
15
Invesco
Georgia
$429K -$253K -19,671 -38%
IECM
16
Intrinsic Edge Capital Management
Illinois
$407K +$386K +30,000 New
RJA
17
Raymond James & Associates
Florida
$382K +$43.5K +3,380 +14%
Ameriprise
18
Ameriprise
Minnesota
$322K +$1.3K +101 +0.4%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$289K -$116K -9,042 -30%
TC
20
TFS Capital
Pennsylvania
$255K +$33.1K +2,568 +16%
BAS
21
Brown Advisory Securities
Maryland
$203K +$13.1K +1,021 +7%
PAG
22
Private Advisor Group
New Jersey
$188K -$52.8K -4,100 -23%
BW
23
Bison Wealth
Georgia
$137K +$26 +2 +0%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$136K +$129K +10,001 New
RCM
25
Robinson Capital Management
Michigan
$109K -$43.8K -3,400 -30%

SMM Hedge Fund Activity: Q4 2016 in Review

35 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Salient Midstream & MLP Fund (SMM) for Q4 2016, worth a combined $70M — up 18% from $59.3M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SMM positions and 6 closed out — a net gain of 1 holder — while 12 added to existing stakes and 11 trimmed.

The largest buyer was UBS Group, adding an estimated $3.44M. The largest seller was Matisse Capital, exiting entirely with an estimated $511K sold.

  • 35 institutional investors held Salient Midstream & MLP Fund (SMM) as of Q4 2016, unchanged from Q3 2016.
  • Funds reported $70M of Salient Midstream & MLP Fund stock for Q4 2016, up 18% quarter-over-quarter.
  • 7 funds opened new Salient Midstream & MLP Fund positions in Q4 2016 and 6 closed out, a net change of +1 holder.
  • The largest Salient Midstream & MLP Fund buyer in Q4 2016 was UBS Group, an estimated $3.44M added.
  • The largest Salient Midstream & MLP Fund seller in Q4 2016 was Matisse Capital, an estimated $511K sold.

Based on aggregated 13F filings for Q4 2016.