SMM

Salient Midstream & MLP Fund
SMM

Overview Fund Activity
Delisted

SMM was delisted on the 8th of September, 2022.

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28 hedge funds and large institutions have $111M invested in Salient Midstream & MLP Fund in 2014 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 10 increasing their positions, 0 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
28
Holders Change
+6
Holders Change %
+27.27%
% of All Funds
0.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
10
Reduced
–
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
Guggenheim Capital
Illinois
+$20.4M
2
AAM
Advisors Asset Management
Colorado
+$11.4M
3
Invesco
Invesco
Georgia
+$5.58M
4
BTS
BB&T Securities
Virginia
+$2.45M
5
TJHA
Thomas J. Herzfeld Advisors
Florida
+$2.28M

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
-$4.29M
2
TC
TFS Capital
Pennsylvania
-$661K
3
LTFS
Ladenburg Thalmann Financial Services
Florida
-$30K
4
WAM
Wolverine Asset Management
Illinois
-$24K
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$22K
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$35.3M +$11.4M +476,601 +48%
GC
2
Guggenheim Capital
Illinois
$32.6M +$20.4M +850,866 +167%
Invesco
3
Invesco
Georgia
$15M +$5.58M +232,744 +59%
UBS Group
4
UBS Group
Switzerland
$6.66M +$6.66M +277,580 New
Bank of America
5
Bank of America
North Carolina
$4.78M +$246K +10,272 +5%
TJHA
6
Thomas J. Herzfeld Advisors
Florida
$3.16M +$2.28M +95,892 +260%
Morgan Stanley
7
Morgan Stanley
New York
$3.03M +$1.5M +62,503 +98%
BTS
8
BB&T Securities
Virginia
$2.45M +$2.45M +10,210 New
Wells Fargo
9
Wells Fargo
California
$1.89M +$1.63M +68,052 +626%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.28M +$756K +31,538 +144%
Stifel Financial
11
Stifel Financial
Missouri
$1.25M +$1.25M +51,908 New
DC
12
Davenport & Co
Virginia
$778K +$778K +32,429 New
RJA
13
Raymond James & Associates
Florida
$615K +$615K +25,637 New
BNP Paribas Financial Markets
14
BNP Paribas Financial Markets
France
$364K +$240K +10,000 +194%
B
15
Baird
Wisconsin
$350K +$350K +14,612 New
OC
16
Oppenheimer & Co
New York
$318K +$318K +13,262 New
WS
17
Wedbush Securities
California
$271K +$271K +11,311 New
SCA
18
Salient Capital Advisors
Texas
$264K – – –
LPL Financial
19
LPL Financial
California
$248K +$248K +10,358 New
AW
20
ACG Wealth
Georgia
$217K +$217K +9,059 New
BRWM
21
B. Riley Wealth Management
Tennessee
$215K +$90.9K +3,806 +73%
Deutsche Bank
22
Deutsche Bank
Germany
$99K – – –
JIC
23
Joel Isaacson & Co
New York
$48K – – –
Bank of Montreal
24
Bank of Montreal
Ontario, Canada
$21K +$21K +858 New
Creative Planning
25
Creative Planning
Kansas
$14K +$14K +572 New
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