Ladenburg Thalmann Financial Services’s Salient Midstream & MLP Fund SMM Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SMM Stock Details SMM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$98K	Sell	12,543 -199	-2%	-$1.47K	﹤0.01%	3020
2019 Q3	$100K	Hold	12,742	–	–	﹤0.01%	2936
2019 Q2	$109K	Buy	12,742 +600	+5%	+$5.29K	﹤0.01%	2913
2019 Q1	$111K	Buy	12,142 +800	+7%	+$7.11K	﹤0.01%	2817
2018 Q4	$84K	Buy	11,342 +646	+6%	+$5.64K	﹤0.01%	2879
2018 Q3	$109K	Sell	10,696 -1,637	-13%	-$16.9K	﹤0.01%	2760
2018 Q2	$112K	Hold	12,333	–	–	﹤0.01%	2685
2018 Q1	$112K	Buy	12,333 +1,023	+9%	+$10.7K	﹤0.01%	2685
2017 Q4	$125K	Buy	11,310 +1,301	+13%	+$13.8K	﹤0.01%	2557
2017 Q3	$116K	Buy	10,009 +1,191	+14%	+$13.5K	﹤0.01%	2502
2017 Q2	$103K	Buy	+8,818	New	+$110K	﹤0.01%	2498
2014 Q4	–	Sell	-1,019	Closed	-$30K	–	4470
2014 Q3	$30K	Buy	+1,019	New	+$29.9K	﹤0.01%	2360

Other funds holding SMM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

KACA

Kayne Anderson Capital Advisors Los Angeles, California $5.22B AUM 17.11% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ladenburg Thalmann Financial Services's SMM Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Salient Midstream & MLP Fund (SMM) stake by 1.6% in Q4 2019, selling an estimated $1.47K and leaving 12,543 shares worth $98K. The position accounts for ﹤0.01% of the portfolio, ranked #3020.

Ladenburg Thalmann Financial Services first reported a position in SMM in Q3 2014 and has held it in 12 quarters since. The position peaked at $125K in Q4 2017. 35 funds tracked by Wall St. Rank hold SMM as of Q4 2019.

Ladenburg Thalmann Financial Services held 12,543 shares of Salient Midstream & MLP Fund worth $98K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 199 Salient Midstream & MLP Fund shares in Q4 2019, an estimated $1.47K.
Salient Midstream & MLP Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #3020 holding.
Ladenburg Thalmann Financial Services first reported a position in Salient Midstream & MLP Fund in Q3 2014 and has held it in 12 quarters since.
Ladenburg Thalmann Financial Services's Salient Midstream & MLP Fund position peaked at $125K in Q4 2017.
35 funds tracked by Wall St. Rank held Salient Midstream & MLP Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.