Guggenheim Capital’s Salient Midstream & MLP Fund SMM Stock Holding History

Guggenheim Capital’s Portfolio SMM Stock Details SMM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-53,642	Closed	-$362K	–	2205
2021 Q4	$362K	Sell	53,642 -68,252	-56%	-$459K	﹤0.01%	1802
2021 Q3	$774K	Sell	121,894 -40,134	-25%	-$232K	﹤0.01%	1550
2021 Q2	$966K	Sell	162,028 -39,527	-20%	-$222K	0.01%	1513
2021 Q1	$1.03M	Sell	201,555 -55,095	-21%	-$271K	0.01%	1385
2020 Q4	$1.1M	Sell	256,650 -28,795	-10%	-$116K	0.01%	1294
2020 Q3	$999K	Sell	285,445 -48,243	-14%	-$192K	0.01%	1208
2020 Q2	$1.38M	Buy	333,688 +34,268	+11%	+$140K	0.01%	1057
2020 Q1	$1.04M	Buy	299,420 +30,254	+11%	+$186K	0.01%	1067
2019 Q4	$2.1M	Buy	269,166 +32,668	+14%	+$241K	0.02%	1028
2019 Q3	$1.86M	Sell	236,498 -34,300	-13%	-$277K	0.01%	1048
2019 Q2	$2.33M	Sell	270,798 -34,813	-11%	-$307K	0.02%	996
2019 Q1	$2.81M	Sell	305,611 -46,655	-13%	-$414K	0.02%	919
2018 Q4	$2.6M	Sell	352,266 -166,270	-32%	-$1.45M	0.02%	913
2018 Q3	$5.28M	Sell	518,536 -82,495	-14%	-$850K	0.03%	693
2018 Q2	$5.99M	Sell	601,031 -137,193	-19%	-$1.36M	0.04%	603
2018 Q1	$6.72M	Sell	738,224 -96,255	-12%	-$1.01M	0.02%	842
2017 Q4	$9.2M	Sell	834,479 -126,235	-13%	-$1.34M	0.02%	718
2017 Q3	$11.1M	Sell	960,714 -105,539	-10%	-$1.2M	0.03%	640
2017 Q2	$12.5M	Buy	1,066,253 +31,322	+3%	+$392K	0.03%	603
2017 Q1	$13.8M	Buy	1,034,931 +38,586	+4%	+$521K	0.04%	579
2016 Q4	$13.5M	Buy	996,345 +37,913	+4%	+$488K	0.04%	577
2016 Q3	$12.2M	Sell	958,432 -73,603	-7%	-$870K	0.04%	600
2016 Q2	$11.6M	Sell	1,032,035 -82,077	-7%	-$812K	0.04%	622
2016 Q1	$8.91M	Sell	1,114,112 -67,370	-6%	-$503K	0.03%	738
2015 Q4	$11.3M	Sell	1,181,482 -64,501	-5%	-$826K	0.03%	711
2015 Q3	$17.4M	Sell	1,245,983 -38,928	-3%	-$671K	0.05%	586
2015 Q2	$25.9M	Sell	1,284,911 -66,029	-5%	-$1.45M	0.06%	559
2015 Q1	$29.3M	Sell	1,350,940 -9,799	-0.7%	-$218K	0.07%	519
2014 Q4	$32.6M	Buy	1,360,739 +850,866	+167%	+$21.8M	0.08%	450
2014 Q3	$14.9M	Buy	509,873 +130,584	+34%	+$3.83M	0.04%	752
2014 Q2	$11.2M	Buy	379,289 +115,597	+44%	+$3.05M	0.03%	826
2014 Q1	$6.4M	Buy	263,692 +34,135	+15%	+$822K	0.02%	1019
2013 Q4	$5.45M	Buy	229,557 +78,599	+52%	+$1.77M	0.02%	1049
2013 Q3	$3.34M	Buy	150,958 +75,189	+99%	+$1.73M	0.01%	1311
2013 Q2	$1.75M	Buy	+75,769	New	+$1.82M	0.01%	1614

Other funds holding SMM

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return

KACA

Kayne Anderson Capital Advisors Los Angeles, California $5.22B AUM 17.11% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Zazove Associates Incline Village, Nevada $1.22B AUM 1.91% 1-Year Est. Return

CCP

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Guggenheim Capital's SMM Position: Q1 2022 in Review

Guggenheim Capital sold out of Salient Midstream & MLP Fund (SMM) in Q1 2022, closing a stake of 53,642 shares — an estimated $362K sold.

Guggenheim Capital first reported a position in SMM in Q2 2013 and held it in 35 quarters. The position peaked at $32.6M in Q4 2014. 42 funds tracked by Wall St. Rank hold SMM as of Q1 2022.

Guggenheim Capital reported no remaining Salient Midstream & MLP Fund position as of Q1 2022 after selling out during the quarter.
Guggenheim Capital sold 53,642 Salient Midstream & MLP Fund shares in Q1 2022, an estimated $362K.
Guggenheim Capital first reported a position in Salient Midstream & MLP Fund in Q2 2013 and held it in 35 quarters.
Guggenheim Capital's Salient Midstream & MLP Fund position peaked at $32.6M in Q4 2014.
42 funds tracked by Wall St. Rank held Salient Midstream & MLP Fund as of Q1 2022.

Based on Guggenheim Capital's 13F filing for Q1 2022, filed 16 May 2022.