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SMM

Salient Midstream & MLP Fund

Delisted

SMM was delisted on the 8th of September, 2022.

35 hedge funds and large institutions have $112M invested in Salient Midstream & MLP Fund in 2015 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 15 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

67% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 9

9% more funds holding

Funds holding: 3235 (+3)

1% more capital invested

Capital invested by funds: $110M → $112M (+$1.53M)

Holders
35
Holders Change
+3
Holders Change %
+9.38%
% of All Funds
0.94%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
15
Reduced
9
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$25.9M -$1.45M -66,029 -5%
AAM
2
Advisors Asset Management
Colorado
$23.3M -$3.57M -162,728 -12%
UBS Group
3
UBS Group
Switzerland
$13.2M +$3.51M +159,918 +32%
Invesco
4
Invesco
Georgia
$10M -$2.11M -95,944 -16%
KIM
5
Karpus Investment Management
New York
$10M +$7.5M +341,457 +219%
Bank of America
6
Bank of America
North Carolina
$8.14M +$817K +37,172 +10%
TJHA
7
Thomas J. Herzfeld Advisors
Florida
$3.34M +$514K +23,391 +16%
Lazard Asset Management
8
Lazard Asset Management
New York
$2.97M +$3.24M +147,295 New
Morgan Stanley
9
Morgan Stanley
New York
$2.73M -$3.87K -176 -0.1%
Wells Fargo
10
Wells Fargo
California
$1.57M +$154K +7,010 +10%
CRC
11
Curi RMB Capital
Illinois
$1.25M +$1.36M +61,826 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.03M -$14.3K -651 -1%
WAM
13
Wolverine Asset Management
Illinois
$902K +$341K +15,518 +53%
DC
14
Davenport & Co
Virginia
$768K +$114K +5,171 +16%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$724K +$677K +30,800 +608%
RJA
16
Raymond James & Associates
Florida
$692K +$164K +7,464 +28%
UR
17
USCA RIA
Texas
$674K +$734K +33,393 New
OC
18
Oppenheimer & Co
New York
$464K +$67.6K +3,078 +15%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$464K +$505K +22,998 New
Stifel Financial
20
Stifel Financial
Missouri
$451K -$53.9K -2,454 -10%
GWM
21
Greenwich Wealth Management
Connecticut
$366K +$398K +18,131 New
TC
22
TFS Capital
Pennsylvania
$338K +$56.8K +2,587 +18%
Deutsche Bank
23
Deutsche Bank
Germany
$324K +$198K +9,000 +127%
BRWM
24
B. Riley Wealth Management
Tennessee
$233K +$37.3K +1,700 +17%
WS
25
Wedbush Securities
California
$232K +$1.54K +70 +0.6%

SMM Hedge Fund Activity: Q2 2015 in Review

35 of the 3,713 institutional investors tracked by Wall St. Rank reported a position in Salient Midstream & MLP Fund (SMM) for Q2 2015, worth a combined $112M — up 1.4% from $110M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new SMM positions and 4 closed out — a net gain of 4 holders — while 15 added to existing stakes and 9 trimmed.

The largest buyer was Karpus Investment Management, adding an estimated $7.5M. The largest seller was Advisors Asset Management, cutting an estimated $3.57M.

  • 35 institutional investors held Salient Midstream & MLP Fund (SMM) as of Q2 2015, up from 32 in Q1 2015.
  • Funds reported $112M of Salient Midstream & MLP Fund stock for Q2 2015, up 1.4% quarter-over-quarter.
  • 8 funds opened new Salient Midstream & MLP Fund positions in Q2 2015 and 4 closed out, a net change of +4 holders.
  • The largest Salient Midstream & MLP Fund buyer in Q2 2015 was Karpus Investment Management, an estimated $7.5M added.
  • The largest Salient Midstream & MLP Fund seller in Q2 2015 was Advisors Asset Management, an estimated $3.57M sold.

Based on aggregated 13F filings for Q2 2015.