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SMM

Salient Midstream & MLP Fund

Delisted

SMM was delisted on the 8th of September, 2022.

30 hedge funds and large institutions have $44.2M invested in Salient Midstream & MLP Fund in 2018 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 8 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 8

18% less capital invested

Capital invested by funds: $54.2M → $44.2M (-$10M)

19% less funds holding

Funds holding: 3730 (-7)

60% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 10

Holders
30
Holders Change
-7
Holders Change %
-18.92%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
13
Reduced
8
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$10.4M +$2.71M +258,831 +29%
GC
2
Guggenheim Capital
Illinois
$6.72M -$1.01M -96,255 -12%
AAM
3
Advisors Asset Management
Colorado
$5.1M -$766K -73,238 -12%
Wells Fargo
4
Wells Fargo
California
$3.91M +$1.52M +145,054 +51%
UBS Group
5
UBS Group
Switzerland
$3.76M +$1.41M +134,789 +48%
Invesco
6
Invesco
Georgia
$3.05M -$342K -32,713 -9%
SBH
7
Segall Bryant & Hamill
Illinois
$2.46M -$102K -9,750 -3%
AA
8
Advisory Alpha
Michigan
$1.92M +$81.4K +7,780 +4%
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$1.48M +$220K +21,032 +15%
Bank of America
10
Bank of America
North Carolina
$993K -$401K -38,348 -26%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$820K +$35.4K +3,387 +4%
OC
12
Oppenheimer & Co
New York
$567K +$115K +10,972 +21%
Stifel Financial
13
Stifel Financial
Missouri
$484K -$652K -62,356 -54%
SPC
14
Salient Private Client
Texas
$370K
MHS
15
M Holdings Securities
Oregon
$363K +$41.4K +3,960 +11%
DWT
16
Dorsey & Whitney Trust
South Dakota
$319K
DC
17
Davenport & Co
Virginia
$306K +$450 +43 +0.1%
RJA
18
Raymond James & Associates
Florida
$245K +$12.2K +1,162 +5%
BAS
19
Brown Advisory Securities
Maryland
$203K +$233K +22,300 New
Brown Advisory
20
Brown Advisory
Maryland
$164K +$189K +18,037 New
CAN
21
Claraphi Advisory Network
United States
$140K -$58.9K -5,627 -27%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$112K +$10.7K +1,023 +9%
UR
23
USCA RIA
Texas
$110K +$20.9K +2,000 +20%
AG
24
Advisor Group
Arizona
$79K +$52.3K +5,000 +137%
CFA
25
Carroll Financial Associates
North Carolina
$18K +$20.9K +2,000 New

SMM Hedge Fund Activity: Q1 2018 in Review

30 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Salient Midstream & MLP Fund (SMM) for Q1 2018, worth a combined $44.2M — down 18% from $54.2M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of SMM and 4 opened new positions — a net loss of 6 holders — while 8 trimmed existing stakes and 13 added.

The largest buyer was Morgan Stanley, adding an estimated $2.71M. The largest seller was Sit Investment Associates, exiting entirely with an estimated $2.7M sold.

  • 30 institutional investors held Salient Midstream & MLP Fund (SMM) as of Q1 2018, down from 37 in Q4 2017.
  • Funds reported $44.2M of Salient Midstream & MLP Fund stock for Q1 2018, down 18% quarter-over-quarter.
  • 4 funds opened new Salient Midstream & MLP Fund positions in Q1 2018 and 10 closed out, a net change of -6 holders.
  • The largest Salient Midstream & MLP Fund buyer in Q1 2018 was Morgan Stanley, an estimated $2.71M added.
  • The largest Salient Midstream & MLP Fund seller in Q1 2018 was Sit Investment Associates, an estimated $2.7M sold.

Based on aggregated 13F filings for Q1 2018.