SMM

Salient Midstream & MLP Fund
SMM

Overview Fund Activity
Delisted

SMM was delisted on the 8th of September, 2022.

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32 hedge funds and large institutions have $110M invested in Salient Midstream & MLP Fund in 2015 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 6 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
32
Holders Change
+4
Holders Change %
+14.29%
% of All Funds
0.85%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
15
Reduced
6
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
$10.7M
2
Bank of America
Bank of America
North Carolina
$7.94M
3
KIM
Karpus Investment Management
New York
$3.37M
4
WAM
Wolverine Asset Management
Illinois
$633K
5
VKH
Virtu KCG Holdings
New York
$315K

Top Sellers

1
AAM
Advisors Asset Management
Colorado
$28.6M
2
Invesco
Invesco
Georgia
$12.9M
3
Stifel Financial
Stifel Financial
Missouri
$538K
4
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$0
5
AW
ACG Wealth
Georgia
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$29.3M -$212K -9,799 -0.7%
AAM
2
Advisors Asset Management
Colorado
$28.6M -$3.28M -151,499 -10%
Invesco
3
Invesco
Georgia
$12.9M -$709K -32,709 -5%
UBS Group
4
UBS Group
Switzerland
$10.7M +$4.71M +217,579 +78%
Bank of America
5
Bank of America
North Carolina
$7.94M +$3.62M +166,999 +84%
KIM
6
Karpus Investment Management
New York
$3.37M +$3.37M +155,639 New
TJHA
7
Thomas J. Herzfeld Advisors
Florida
$3.09M +$208K +9,597 +7%
Morgan Stanley
8
Morgan Stanley
New York
$2.94M +$199K +9,200 +7%
BTS
9
BB&T Securities
Virginia
$2.24M +$25.1K +116 +1%
Wells Fargo
10
Wells Fargo
California
$1.53M -$179K -8,267 -10%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.12M -$39.4K -1,816 -3%
DC
12
Davenport & Co
Virginia
$714K +$10.8K +500 +2%
WAM
13
Wolverine Asset Management
Illinois
$633K +$633K +29,234 New
RJA
14
Raymond James & Associates
Florida
$582K +$26.1K +1,206 +5%
Stifel Financial
15
Stifel Financial
Missouri
$538K -$588K -27,100 -52%
Geode Capital Management
16
Geode Capital Management
Massachusetts
$475K – – –
OC
17
Oppenheimer & Co
New York
$432K +$145K +6,676 +50%
B
18
Baird
Wisconsin
$358K +$40.9K +1,886 +13%
VKH
19
Virtu KCG Holdings
New York
$315K +$315K +14,544 New
TC
20
TFS Capital
Pennsylvania
$307K +$307K +14,172 New
SPC
21
Sigma Planning Corp
Michigan
$290K +$290K +13,396 New
LPL Financial
22
LPL Financial
California
$258K +$33.8K +1,560 +15%
WS
23
Wedbush Securities
California
$247K +$2.27K +105 +0.9%
SCA
24
Salient Capital Advisors
Texas
$239K – – –
BAS
25
Brown Advisory Securities
Maryland
$238K +$238K +10,900 New
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