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SMM

Salient Midstream & MLP Fund

Delisted

SMM was delisted on the 8th of September, 2022.

32 hedge funds and large institutions have $110M invested in Salient Midstream & MLP Fund in 2015 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 6 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 6

80% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 5

14% more funds holding

Funds holding: 2832 (+4)

1% less capital invested

Capital invested by funds: $111M → $110M (-$1.31M)

Holders
32
Holders Change
+4
Holders Change %
+14.29%
% of All Funds
0.85%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
15
Reduced
6
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$29.3M -$218K -9,799 -0.7%
AAM
2
Advisors Asset Management
Colorado
$28.6M -$3.37M -151,499 -10%
Invesco
3
Invesco
Georgia
$12.9M -$728K -32,709 -5%
UBS Group
4
UBS Group
Switzerland
$10.7M +$4.84M +217,579 +78%
Bank of America
5
Bank of America
North Carolina
$7.94M +$3.72M +166,999 +84%
KIM
6
Karpus Investment Management
New York
$3.37M +$3.46M +155,639 New
TJHA
7
Thomas J. Herzfeld Advisors
Florida
$3.09M +$214K +9,597 +7%
Morgan Stanley
8
Morgan Stanley
New York
$2.94M +$205K +9,200 +7%
BTS
9
BB&T Securities
Virginia
$2.24M +$2.58K +116 +1%
Wells Fargo
10
Wells Fargo
California
$1.53M -$184K -8,267 -10%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.12M -$40.4K -1,816 -3%
DC
12
Davenport & Co
Virginia
$714K +$11.1K +500 +2%
WAM
13
Wolverine Asset Management
Illinois
$633K +$651K +29,234 New
RJA
14
Raymond James & Associates
Florida
$582K +$26.8K +1,206 +5%
Stifel Financial
15
Stifel Financial
Missouri
$538K -$603K -27,100 -52%
Geode Capital Management
16
Geode Capital Management
Massachusetts
$475K
OC
17
Oppenheimer & Co
New York
$432K +$149K +6,676 +50%
B
18
Baird
Wisconsin
$358K +$42K +1,886 +13%
VKH
19
Virtu KCG Holdings
New York
$315K +$324K +14,544 New
TC
20
TFS Capital
Pennsylvania
$307K +$315K +14,172 New
SPC
21
Sigma Planning Corp
Michigan
$290K +$298K +13,396 New
LPL Financial
22
LPL Financial
California
$258K +$34.7K +1,560 +15%
WS
23
Wedbush Securities
California
$247K +$2.34K +105 +0.9%
SCA
24
Salient Capital Advisors
Texas
$239K
BAS
25
Brown Advisory Securities
Maryland
$238K +$243K +10,900 New

SMM Hedge Fund Activity: Q1 2015 in Review

32 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Salient Midstream & MLP Fund (SMM) for Q1 2015, worth a combined $110M — down 1.2% from $111M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new SMM positions and 5 closed out — a net gain of 4 holders — while 15 added to existing stakes and 6 trimmed.

The largest buyer was UBS Group, adding an estimated $4.84M. The largest seller was Advisors Asset Management, cutting an estimated $3.37M.

  • 32 institutional investors held Salient Midstream & MLP Fund (SMM) as of Q1 2015, up from 28 in Q4 2014.
  • Funds reported $110M of Salient Midstream & MLP Fund stock for Q1 2015, down 1.2% quarter-over-quarter.
  • 9 funds opened new Salient Midstream & MLP Fund positions in Q1 2015 and 5 closed out, a net change of +4 holders.
  • The largest Salient Midstream & MLP Fund buyer in Q1 2015 was UBS Group, an estimated $4.84M added.
  • The largest Salient Midstream & MLP Fund seller in Q1 2015 was Advisors Asset Management, an estimated $3.37M sold.

Based on aggregated 13F filings for Q1 2015.