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SMM

Salient Midstream & MLP Fund

Delisted

SMM was delisted on the 8th of September, 2022.

35 hedge funds and large institutions have $59.3M invested in Salient Midstream & MLP Fund in 2016 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 13 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more funds holding

Funds holding: 3035 (+5)

9% more capital invested

Capital invested by funds: $54.5M → $59.3M (+$4.85M)

15% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 13

Holders
35
Holders Change
+5
Holders Change %
+16.67%
% of All Funds
0.93%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
11
Reduced
13
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$12.2M -$870K -73,603 -7%
AAM
2
Advisors Asset Management
Colorado
$9.29M +$37.9K +3,203 +0.4%
UBS Group
3
UBS Group
Switzerland
$7.53M +$579K +49,013 +9%
SIA
4
Sit Investment Associates
Minnesota
$5.18M -$830K -70,211 -15%
SBH
5
Segall Bryant & Hamill
Illinois
$4.6M -$449K -38,000 -9%
Morgan Stanley
6
Morgan Stanley
New York
$4.28M -$84.1K -7,115 -2%
Bank of America
7
Bank of America
North Carolina
$3.88M -$286K -24,172 -7%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$2.76M -$114K -9,678 -4%
Wells Fargo
9
Wells Fargo
California
$2.27M +$150K +12,709 +8%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$946K +$92.5K +7,825 +12%
SCA
11
Salient Capital Advisors
Texas
$696K -$47.3K -4,000 -7%
OC
12
Oppenheimer & Co
New York
$665K +$211K +17,886 +52%
Invesco
13
Invesco
Georgia
$650K -$1.28M -108,245 -68%
Stifel Financial
14
Stifel Financial
Missouri
$604K -$33.9K -2,866 -6%
DC
15
Davenport & Co
Virginia
$536K +$8.18K +692 +2%
MC
16
Matisse Capital
Oregon
$511K +$476K +40,268 New
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$385K -$5.84K -494 -2%
CCM
18
Coe Capital Management
Illinois
$365K
Citigroup
19
Citigroup
New York
$360K +$146K +12,332 +77%
RJA
20
Raymond James & Associates
Florida
$314K -$34.1K -2,885 -10%
Ameriprise
21
Ameriprise
Minnesota
$300K -$38.8K -3,282 -12%
PAG
22
Private Advisor Group
New Jersey
$225K +$82.2K +6,950 +63%
TC
23
TFS Capital
Pennsylvania
$206K +$21.6K +1,824 +13%
BAS
24
Brown Advisory Securities
Maryland
$175K +$272 +23 +0.2%
RCM
25
Robinson Capital Management
Michigan
$145K +$135K +11,400 New

SMM Hedge Fund Activity: Q3 2016 in Review

35 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Salient Midstream & MLP Fund (SMM) for Q3 2016, worth a combined $59.3M — up 8.9% from $54.5M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new SMM positions and 0 closed out — a net gain of 5 holders — while 11 added to existing stakes and 13 trimmed.

The largest buyer was UBS Group, adding an estimated $579K. The largest seller was Invesco, cutting an estimated $1.28M.

  • 35 institutional investors held Salient Midstream & MLP Fund (SMM) as of Q3 2016, up from 30 in Q2 2016.
  • Funds reported $59.3M of Salient Midstream & MLP Fund stock for Q3 2016, up 8.9% quarter-over-quarter.
  • 5 funds opened new Salient Midstream & MLP Fund positions in Q3 2016 and 0 closed out, a net change of +5 holders.
  • The largest Salient Midstream & MLP Fund buyer in Q3 2016 was UBS Group, an estimated $579K added.
  • The largest Salient Midstream & MLP Fund seller in Q3 2016 was Invesco, an estimated $1.28M sold.

Based on aggregated 13F filings for Q3 2016.