OC
SMM

Oppenheimer & Co’s Salient Midstream & MLP Fund SMM Stock Holding History

Oppenheimer & Co’s Portfolio SMM Stock Details SMM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		– Sell
-47,562
Closed -$374K – 1337
2019
Q3 		$374K Buy
47,562
+4,539
+11% +$36.6K 0.01% 901
2019
Q2 		$370K Sell
43,023
-10,532
-20% -$92.8K 0.01% 927
2019
Q1 		$492K Buy
53,555
+2,229
+4% +$19.8K 0.01% 833
2018
Q4 		$379K Sell
51,326
-6,624
-11% -$57.8K 0.01% 846
2018
Q3 		$591K Buy
57,950
+16,175
+39% +$167K 0.02% 798
2018
Q2 		$416K Sell
41,775
-20,578
-33% -$204K 0.01% 946
2018
Q1 		$567K Buy
62,353
+10,972
+21% +$115K 0.01% 806
2017
Q4 		$566K Buy
51,381
+12,119
+31% +$129K 0.01% 820
2017
Q3 		$454K Buy
39,262
+5,669
+17% +$64.4K 0.01% 877
2017
Q2 		$394K Buy
33,593
+1,514
+5% +$18.9K 0.01% 920
2017
Q1 		$429K Sell
32,079
-13,540
-30% -$183K 0.01% 865
2016
Q4 		$620K Sell
45,619
-6,858
-13% -$88.3K 0.02% 730
2016
Q3 		$665K Buy
52,477
+17,886
+52% +$211K 0.02% 702
2016
Q2 		$388K Buy
+34,591
New +$342K 0.01% 879
2016
Q1 		– Sell
-13,800
Closed -$131K – 1341
2015
Q4 		$131K Sell
13,800
-2,050
-13% -$26.3K ﹤0.01% 1185
2015
Q3 		$222K Sell
15,850
-7,166
-31% -$123K 0.01% 1123
2015
Q2 		$464K Buy
23,016
+3,078
+15% +$67.6K 0.01% 913
2015
Q1 		$432K Buy
19,938
+6,676
+50% +$149K 0.01% 938
2014
Q4 		$318K Buy
+13,262
New +$340K 0.01% 1009

Other funds holding SMM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
KACA
Kayne Anderson Capital Advisors Los Angeles, California $5.22B AUM 17.11% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
MC
Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
LCM
Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Oppenheimer & Co's SMM Position: Q4 2019 in Review

Oppenheimer & Co sold out of Salient Midstream & MLP Fund (SMM) in Q4 2019, closing a stake of 47,562 shares — an estimated $374K sold.

Oppenheimer & Co first reported a position in SMM in Q4 2014 and held it in 19 quarters. The position peaked at $665K in Q3 2016. 35 funds tracked by Wall St. Rank hold SMM as of Q4 2019.

  • Oppenheimer & Co reported no remaining Salient Midstream & MLP Fund position as of Q4 2019 after selling out during the quarter.
  • Oppenheimer & Co sold 47,562 Salient Midstream & MLP Fund shares in Q4 2019, an estimated $374K.
  • Oppenheimer & Co first reported a position in Salient Midstream & MLP Fund in Q4 2014 and held it in 19 quarters.
  • Oppenheimer & Co's Salient Midstream & MLP Fund position peaked at $665K in Q3 2016.
  • 35 funds tracked by Wall St. Rank held Salient Midstream & MLP Fund as of Q4 2019.

Based on Oppenheimer & Co's 13F filing for Q4 2019, filed 7 Feb 2020.