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SMM

Salient Midstream & MLP Fund

Delisted

SMM was delisted on the 8th of September, 2022.

30 hedge funds and large institutions have $54.5M invested in Salient Midstream & MLP Fund in 2016 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 7

46% more capital invested

Capital invested by funds: $37.3M → $54.5M (+$17.2M)

0% more funds holding

Funds holding: 3030 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

Holders
30
Holders Change
Holders Change %
0%
% of All Funds
0.8%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
14
Reduced
7
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$11.6M -$812K -82,077 -7%
AAM
2
Advisors Asset Management
Colorado
$8.19M +$5.63K +569 +0.1%
UBS Group
3
UBS Group
Switzerland
$6.11M +$940K +94,939 +21%
SIA
4
Sit Investment Associates
Minnesota
$5.37M +$2.11M +212,708 +80%
SBH
5
Segall Bryant & Hamill
Illinois
$4.49M -$109K -11,000 -3%
Morgan Stanley
6
Morgan Stanley
New York
$3.86M -$139K -14,084 -4%
Bank of America
7
Bank of America
North Carolina
$3.71M -$991K -100,115 -23%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$2.55M -$23.8K -2,402 -1%
Wells Fargo
9
Wells Fargo
California
$1.86M +$479K +48,340 +41%
Invesco
10
Invesco
Georgia
$1.79M -$361K -36,502 -19%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$750K +$122K +12,314 +23%
SCA
12
Salient Capital Advisors
Texas
$660K +$158K +16,000 +37%
Stifel Financial
13
Stifel Financial
Missouri
$568K +$168K +16,950 +50%
DC
14
Davenport & Co
Virginia
$467K +$42.6K +4,300 +12%
OC
15
Oppenheimer & Co
New York
$388K +$342K +34,591 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$346K +$891 +90 +0.3%
CCM
17
Coe Capital Management
Illinois
$337K
RJA
18
Raymond James & Associates
Florida
$310K +$44.2K +4,463 +19%
Ameriprise
19
Ameriprise
Minnesota
$291K +$266K +26,915 New
Citigroup
20
Citigroup
New York
$181K +$135K +13,688 +569%
TC
21
TFS Capital
Pennsylvania
$162K -$251K -25,403 -64%
BAS
22
Brown Advisory Securities
Maryland
$154K +$5.28K +533 +4%
BW
23
Bison Wealth
Georgia
$137K +$99 +10 +0.1%
PAG
24
Private Advisor Group
New Jersey
$123K +$109K +10,972 New
S
25
SignatureFD
Georgia
$34K

SMM Hedge Fund Activity: Q2 2016 in Review

30 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Salient Midstream & MLP Fund (SMM) for Q2 2016, worth a combined $54.5M — up 46% from $37.3M a quarter earlier.

Fund positioning in SMM was balanced in Q2 2016: 3 funds opened new positions, 3 closed out, 14 added to existing stakes and 7 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $2.11M. The largest seller was Bank of America, cutting an estimated $991K.

  • 30 institutional investors held Salient Midstream & MLP Fund (SMM) as of Q2 2016, unchanged from Q1 2016.
  • Funds reported $54.5M of Salient Midstream & MLP Fund stock for Q2 2016, up 46% quarter-over-quarter.
  • 3 funds opened new Salient Midstream & MLP Fund positions in Q2 2016 and 3 closed out, a net change of 0 holders.
  • The largest Salient Midstream & MLP Fund buyer in Q2 2016 was Sit Investment Associates, an estimated $2.11M added.
  • The largest Salient Midstream & MLP Fund seller in Q2 2016 was Bank of America, an estimated $991K sold.

Based on aggregated 13F filings for Q2 2016.