Salient Capital Advisors’s Salient Midstream & MLP Fund SMM Stock Holding History

Salient Capital Advisors’s Portfolio SMM Stock Details SMM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-41,794	Closed	-$490K	–	195
2017 Q2	$490K	Sell	41,794 -2,044	-5%	-$25.6K	0.01%	152
2017 Q1	$587K	Sell	43,838 -11,015	-20%	-$149K	0.01%	169
2016 Q4	$745K	Hold	54,853	–	–	0.01%	144
2016 Q3	$696K	Sell	54,853 -4,000	-7%	-$47.3K	0.01%	137
2016 Q2	$660K	Buy	58,853 +16,000	+37%	+$158K	0.01%	148
2016 Q1	$343K	Buy	42,853 +8,100	+23%	+$60.5K	0.01%	192
2015 Q4	$331K	Buy	34,753 +17,245	+98%	+$221K	0.01%	207
2015 Q3	$245K	Buy	17,508 +6,479	+59%	+$112K	0.01%	214
2015 Q2	$222K	Hold	11,029	–	–	﹤0.01%	246
2015 Q1	$239K	Hold	11,029	–	–	﹤0.01%	222
2014 Q4	$264K	Hold	11,029	–	–	0.01%	210
2014 Q3	$322K	Hold	11,029	–	–	0.01%	199
2014 Q2	$327K	Sell	11,029 -26,000	-70%	-$686K	0.01%	191
2014 Q1	$899K	Hold	37,029	–	–	0.02%	140
2013 Q4	$879K	Hold	37,029	–	–	0.03%	129
2013 Q3	$819K	Hold	37,029	–	–	0.03%	107
2013 Q2	$856K	Buy	+37,029	New	+$890K	0.04%	104

Other funds holding SMM

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

SBH

Segall Bryant & Hamill Chicago, Illinois $6.98B AUM 34.78% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Salient Capital Advisors's SMM Position: Q3 2017 in Review

Salient Capital Advisors sold out of Salient Midstream & MLP Fund (SMM) in Q3 2017, closing a stake of 41,794 shares — an estimated $490K sold.

Salient Capital Advisors first reported a position in SMM in Q2 2013 and held it in 17 quarters. The position peaked at $899K in Q1 2014. 36 funds tracked by Wall St. Rank hold SMM as of Q3 2017.

Salient Capital Advisors reported no remaining Salient Midstream & MLP Fund position as of Q3 2017 after selling out during the quarter.
Salient Capital Advisors sold 41,794 Salient Midstream & MLP Fund shares in Q3 2017, an estimated $490K.
Salient Capital Advisors first reported a position in Salient Midstream & MLP Fund in Q2 2013 and held it in 17 quarters.
Salient Capital Advisors's Salient Midstream & MLP Fund position peaked at $899K in Q1 2014.
36 funds tracked by Wall St. Rank held Salient Midstream & MLP Fund as of Q3 2017.

Based on Salient Capital Advisors's 13F filing for Q3 2017, filed 6 Nov 2017.