SignatureFD’s Salient Midstream & MLP Fund SMM Stock Holding History

SignatureFD’s Portfolio SMM Stock Details SMM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-3,000	Closed	-$38K	–	1345
2016 Q3	$38K	Hold	3,000	–	–	0.01%	606
2016 Q2	$34K	Hold	3,000	–	–	0.01%	572
2016 Q1	$24K	Hold	3,000	–	–	﹤0.01%	618
2015 Q4	$29K	Hold	3,000	–	–	0.01%	484
2015 Q3	$42K	Buy	+3,000	New	+$51.7K	0.01%	378

Other funds holding SMM

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

SBH

Segall Bryant & Hamill Chicago, Illinois $6.98B AUM 34.78% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SignatureFD's SMM Position: Q4 2016 in Review

SignatureFD sold out of Salient Midstream & MLP Fund (SMM) in Q4 2016, closing a stake of 3,000 shares — an estimated $38K sold.

SignatureFD first reported a position in SMM in Q3 2015 and held it in 5 quarters. The position peaked at $42K in Q3 2015. 35 funds tracked by Wall St. Rank hold SMM as of Q4 2016.

SignatureFD reported no remaining Salient Midstream & MLP Fund position as of Q4 2016 after selling out during the quarter.
SignatureFD sold 3,000 Salient Midstream & MLP Fund shares in Q4 2016, an estimated $38K.
SignatureFD first reported a position in Salient Midstream & MLP Fund in Q3 2015 and held it in 5 quarters.
SignatureFD's Salient Midstream & MLP Fund position peaked at $42K in Q3 2015.
35 funds tracked by Wall St. Rank held Salient Midstream & MLP Fund as of Q4 2016.

Based on SignatureFD's 13F filing for Q4 2016, filed 14 Feb 2017.