Coe Capital Management’s Salient Midstream & MLP Fund SMM Stock Holding History

Coe Capital Management’s Portfolio SMM Stock Details SMM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-30,000	Closed	-$365K	–	172
2016 Q3	$365K	Hold	30,000	–	–	0.12%	177
2016 Q2	$337K	Hold	30,000	–	–	0.12%	183
2016 Q1	$240K	Buy	30,000 +15,473	+107%	+$116K	0.08%	207
2015 Q4	$138K	Buy	+14,527	New	+$186K	0.06%	206

Other funds holding SMM

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

SBH

Segall Bryant & Hamill Chicago, Illinois $6.98B AUM 34.78% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Coe Capital Management's SMM Position: Q4 2016 in Review

Coe Capital Management sold out of Salient Midstream & MLP Fund (SMM) in Q4 2016, closing a stake of 30,000 shares — an estimated $365K sold.

Coe Capital Management first reported a position in SMM in Q4 2015 and held it in 4 quarters. The position peaked at $365K in Q3 2016. 35 funds tracked by Wall St. Rank hold SMM as of Q4 2016.

Coe Capital Management reported no remaining Salient Midstream & MLP Fund position as of Q4 2016 after selling out during the quarter.
Coe Capital Management sold 30,000 Salient Midstream & MLP Fund shares in Q4 2016, an estimated $365K.
Coe Capital Management first reported a position in Salient Midstream & MLP Fund in Q4 2015 and held it in 4 quarters.
Coe Capital Management's Salient Midstream & MLP Fund position peaked at $365K in Q3 2016.
35 funds tracked by Wall St. Rank held Salient Midstream & MLP Fund as of Q4 2016.

Based on Coe Capital Management's 13F filing for Q4 2016, filed 13 Feb 2017.