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SMM

Salient Midstream & MLP Fund

Delisted

SMM was delisted on the 8th of September, 2022.

42 hedge funds and large institutions have $20.1M invested in Salient Midstream & MLP Fund in 2021 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more capital invested

Capital invested by funds: $19.1M → $20.1M (+$990K)

2% less funds holding

Funds holding: 4342 (-1)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

50% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 18

Holders
42
Holders Change
-1
Holders Change %
-2.33%
% of All Funds
0.74%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
9
Reduced
18
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MC
1
Matisse Capital
Oregon
$2.77M -$46.8K -9,500 -2%
KACA
2
Kayne Anderson Capital Advisors
California
$1.92M -$364K -74,000 -16%
Morgan Stanley
3
Morgan Stanley
New York
$1.51M -$73.8K -14,997 -5%
WAM
4
Wolverine Asset Management
Illinois
$1.42M +$600K +121,810 +77%
Bank of America
5
Bank of America
North Carolina
$1.27M -$177K -36,003 -13%
GC
6
Guggenheim Capital
Illinois
$1.03M -$271K -55,095 -21%
CCP
7
Clough Capital Partners
Massachusetts
$953K
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$877K +$26.9K +5,461 +3%
ZA
9
Zazove Associates
Nevada
$799K +$53.2K +10,800 +7%
Wells Fargo
10
Wells Fargo
California
$718K -$104K -21,101 -13%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$699K +$252K +51,100 +59%
MWM
12
Merriman Wealth Management
Washington
$603K
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$566K +$121K +24,521 +28%
GCP
14
Gill Capital Partners
Colorado
$515K -$12.2K -2,485 -2%
QC
15
Quantedge Capital
Singapore
$499K -$697K -141,662 -59%
PAG
16
Private Advisor Group
New Jersey
$486K -$165K -33,469 -26%
UBS Group
17
UBS Group
Switzerland
$425K -$29.8K -6,053 -7%
6M
18
6 Meridian
Kansas
$380K -$103K -21,027 -22%
CL
19
CSS LLC
Illinois
$309K +$3.15K +639 +1%
LCM
20
Landscape Capital Management
New Jersey
$296K -$309K -62,722 -52%
BS
21
Boenning & Scattergood
Pennsylvania
$283K +$273K +55,500 New
AA
22
Advisory Alpha
Michigan
$243K +$234K +47,550 New
MIG
23
Mariner Investment Group
New York
$221K +$213K +43,308 New
Invesco
24
Invesco
Georgia
$194K -$21.8K -4,430 -10%
Stifel Financial
25
Stifel Financial
Missouri
$113K +$3.37K +685 +3%

SMM Hedge Fund Activity: Q1 2021 in Review

42 of the 5,696 institutional investors tracked by Wall St. Rank reported a position in Salient Midstream & MLP Fund (SMM) for Q1 2021, worth a combined $20.1M — up 5.2% from $19.1M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of SMM and 6 opened new positions — a net loss of 1 holder — while 18 trimmed existing stakes and 9 added.

The largest buyer was Wolverine Asset Management, adding an estimated $600K. The largest seller was Curi RMB Capital, exiting entirely with an estimated $977K sold.

  • 42 institutional investors held Salient Midstream & MLP Fund (SMM) as of Q1 2021, down from 43 in Q4 2020.
  • Funds reported $20.1M of Salient Midstream & MLP Fund stock for Q1 2021, up 5.2% quarter-over-quarter.
  • 6 funds opened new Salient Midstream & MLP Fund positions in Q1 2021 and 7 closed out, a net change of -1 holder.
  • The largest Salient Midstream & MLP Fund buyer in Q1 2021 was Wolverine Asset Management, an estimated $600K added.
  • The largest Salient Midstream & MLP Fund seller in Q1 2021 was Curi RMB Capital, an estimated $977K sold.

Based on aggregated 13F filings for Q1 2021.