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SMM

Salient Midstream & MLP Fund
SMM

Delisted

SMM was delisted on the 8th of September, 2022.

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Name Holding Trade Value Shares
Change 		Change in
Stake
SCM
1
Saba Capital Management
New York
– -$31.9M -4,216,057 Closed
SIA
2
Sit Investment Associates
Minnesota
– -$7.63M -1,007,673 Closed
Morgan Stanley
3
Morgan Stanley
New York
– -$4.51M -596,349 Closed
COLIM
4
City of London Investment Management
United Kingdom
– -$3.62M -475,165 Closed
CL
5
CSS LLC
Illinois
– -$1.92M -253,632 Closed
ZA
6
Zazove Associates
Nevada
– -$1.65M -217,310 Closed
AC
7
Almitas Capital
California
– -$1.64M -217,168 Closed
KACA
8
Kayne Anderson Capital Advisors
California
– -$1.58M -209,112 Closed
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
– -$1.55M -204,732 Closed
Bank of America
10
Bank of America
North Carolina
– -$1.37M -181,063 Closed
Wells Fargo
11
Wells Fargo
California
– -$1.23M -161,907 Closed
CCP
12
Clough Capital Partners
Massachusetts
– -$1.01M -132,832 Closed
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
– -$819K -108,243 Closed
LSC
14
Logan Stone Capital
Illinois
– -$769K -101,577 Closed
First Trust Advisors
15
First Trust Advisors
Illinois
– -$542K -71,541 Closed
UBS Group
16
UBS Group
Switzerland
– -$503K -66,525 Closed
NFG
17
Nations Financial Group
Iowa
– -$378K -49,958 Closed
QC
18
Quantedge Capital
Singapore
– -$327K -43,170 Closed
AAM
19
Advisors Asset Management
Colorado
– -$294K -38,833 Closed
GCP
20
Gill Capital Partners
Colorado
– -$296K -35,906 Closed
WAM
21
Wolverine Asset Management
Illinois
– -$246K -32,611 Closed
KIM
22
Karpus Investment Management
New York
– -$229K -30,200 Closed
BS
23
Boenning & Scattergood
Pennsylvania
– -$202K -26,700 Closed
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
– -$198K -26,160 Closed
SKK
25
Shepherd Kaplan Krochuk
Massachusetts
– -$181K -23,850 Closed
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