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SMM

Salient Midstream & MLP Fund

Delisted

SMM was delisted on the 8th of September, 2022.

Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$25.9M -$1.45M -66,029 -5%
AAM
2
Advisors Asset Management
Colorado
$23.3M -$3.57M -162,728 -12%
UBS Group
3
UBS Group
Switzerland
$13.2M +$3.51M +159,918 +32%
Invesco
4
Invesco
Georgia
$10M -$2.11M -95,944 -16%
KIM
5
Karpus Investment Management
New York
$10M +$7.5M +341,457 +219%
Bank of America
6
Bank of America
North Carolina
$8.14M +$817K +37,172 +10%
TJHA
7
Thomas J. Herzfeld Advisors
Florida
$3.34M +$514K +23,391 +16%
Lazard Asset Management
8
Lazard Asset Management
New York
$2.97M +$3.24M +147,295 New
Morgan Stanley
9
Morgan Stanley
New York
$2.73M -$3.87K -176 -0.1%
Wells Fargo
10
Wells Fargo
California
$1.57M +$154K +7,010 +10%
CRC
11
Curi RMB Capital
Illinois
$1.25M +$1.36M +61,826 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.03M -$14.3K -651 -1%
WAM
13
Wolverine Asset Management
Illinois
$902K +$341K +15,518 +53%
DC
14
Davenport & Co
Virginia
$768K +$114K +5,171 +16%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$724K +$677K +30,800 +608%
RJA
16
Raymond James & Associates
Florida
$692K +$164K +7,464 +28%
UR
17
USCA RIA
Texas
$674K +$734K +33,393 New
OC
18
Oppenheimer & Co
New York
$464K +$67.6K +3,078 +15%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$464K +$505K +22,998 New
Stifel Financial
20
Stifel Financial
Missouri
$451K -$53.9K -2,454 -10%
GWM
21
Greenwich Wealth Management
Connecticut
$366K +$398K +18,131 New
TC
22
TFS Capital
Pennsylvania
$338K +$56.8K +2,587 +18%
Deutsche Bank
23
Deutsche Bank
Germany
$324K +$198K +9,000 +127%
BRWM
24
B. Riley Wealth Management
Tennessee
$233K +$37.3K +1,700 +17%
WS
25
Wedbush Securities
California
$232K +$1.54K +70 +0.6%