Deutsche Bank’s Salient Midstream & MLP Fund SMM Stock Holding History

Deutsche Bank’s Portfolio SMM Stock Details SMM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-16,111	Closed	-$225K	–	5468
2015 Q3	$225K	Hold	16,111	–	–	﹤0.01%	3746
2015 Q2	$324K	Buy	16,111 +9,000	+127%	+$198K	﹤0.01%	3636
2015 Q1	$154K	Buy	7,111 +2,970	+72%	+$66.1K	﹤0.01%	3926
2014 Q4	$99K	Hold	4,141	–	–	﹤0.01%	4727
2014 Q3	$120K	Buy	4,141 +46	+1%	+$1.35K	﹤0.01%	4393
2014 Q2	$121K	Buy	+4,095	New	+$108K	﹤0.01%	4451

Other funds holding SMM

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SBH

Segall Bryant & Hamill Chicago, Illinois $6.98B AUM 34.78% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Deutsche Bank's SMM Position: Q4 2015 in Review

Deutsche Bank sold out of Salient Midstream & MLP Fund (SMM) in Q4 2015, closing a stake of 16,111 shares — an estimated $225K sold.

Deutsche Bank first reported a position in SMM in Q2 2014 and held it in 6 quarters. The position peaked at $324K in Q2 2015. 32 funds tracked by Wall St. Rank hold SMM as of Q4 2015.

Deutsche Bank reported no remaining Salient Midstream & MLP Fund position as of Q4 2015 after selling out during the quarter.
Deutsche Bank sold 16,111 Salient Midstream & MLP Fund shares in Q4 2015, an estimated $225K.
Deutsche Bank first reported a position in Salient Midstream & MLP Fund in Q2 2014 and held it in 6 quarters.
Deutsche Bank's Salient Midstream & MLP Fund position peaked at $324K in Q2 2015.
32 funds tracked by Wall St. Rank held Salient Midstream & MLP Fund as of Q4 2015.

Based on Deutsche Bank's 13F filing for Q4 2015, filed 16 Feb 2016.