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SMM

Salient Midstream & MLP Fund
SMM

Delisted

SMM was delisted on the 8th of September, 2022.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$9.71M +$1.97M +185,541 +27%
GC
2
Guggenheim Capital
Illinois
$9.2M -$1.34M -126,235 -13%
AAM
3
Advisors Asset Management
Colorado
$6.72M -$1.55M -145,420 -19%
Invesco
4
Invesco
Georgia
$4.06M +$304K +28,572 +8%
Wells Fargo
5
Wells Fargo
California
$3.14M +$683K +64,199 +29%
SBH
6
Segall Bryant & Hamill
Illinois
$3.08M -$242K -22,750 -8%
UBS Group
7
UBS Group
Switzerland
$3.07M -$2.43M -228,261 -45%
SIA
8
Sit Investment Associates
Minnesota
$2.7M -$3.57M -335,469 -58%
AA
9
Advisory Alpha
Michigan
$2.06M +$102K +9,564 +6%
Bank of America
10
Bank of America
North Carolina
$1.63M -$654K -61,461 -29%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$1.56M +$256K +24,016 +20%
Stifel Financial
12
Stifel Financial
Missouri
$1.28M -$1.95M -183,535 -61%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$956K +$174K +16,327 +23%
OC
14
Oppenheimer & Co
New York
$566K +$129K +12,119 +31%
SPC
15
Salient Private Client
Texas
$448K – – –
ACM
16
AlphaStar Capital Management
North Carolina
$400K +$387K +36,331 New
MHS
17
M Holdings Securities
Oregon
$395K +$132K +12,434 +53%
DWT
18
Dorsey & Whitney Trust
South Dakota
$386K – – –
DC
19
Davenport & Co
Virginia
$370K -$38.2K -3,588 -10%
WAM
20
Weiss Asset Management
Massachusetts
$316K +$305K +28,661 New
RJA
21
Raymond James & Associates
Florida
$284K -$121K -11,329 -31%
BFM
22
Boothbay Fund Management
New York
$259K +$250K +23,475 New
YCM
23
Yorkville Capital Management
New York
$245K +$236K +22,190 New
CAN
24
Claraphi Advisory Network
United States
$231K +$223K +20,987 New
PAG
25
Private Advisor Group
New Jersey
$212K +$85.9K +8,078 +77%
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