Weiss Asset Management’s Salient Midstream & MLP Fund SMM Stock Holding History

Weiss Asset Management’s Portfolio SMM Stock Details SMM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-26,390	Closed	-$195K	–	571
2018 Q4	$195K	Buy	+26,390	New	+$230K	0.01%	335
2018 Q1	–	Sell	-28,661	Closed	-$316K	–	337
2017 Q4	$316K	Buy	+28,661	New	+$305K	0.03%	158
2016 Q1	–	Sell	-40,948	Closed	-$390K	–	224
2015 Q4	$390K	Buy	+40,948	New	+$524K	0.1%	137

Other funds holding SMM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

CRC

Curi RMB Capital Chicago, Illinois $5.62B AUM 18.93% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

SBH

Segall Bryant & Hamill Chicago, Illinois $6.98B AUM 34.78% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Weiss Asset Management's SMM Position: Q1 2019 in Review

Weiss Asset Management sold out of Salient Midstream & MLP Fund (SMM) in Q1 2019, closing a stake of 26,390 shares — an estimated $195K sold.

Weiss Asset Management first reported a position in SMM in Q4 2015 and held it in 3 quarters. The position peaked at $390K in Q4 2015. 33 funds tracked by Wall St. Rank hold SMM as of Q1 2019.

Weiss Asset Management reported no remaining Salient Midstream & MLP Fund position as of Q1 2019 after selling out during the quarter.
Weiss Asset Management sold 26,390 Salient Midstream & MLP Fund shares in Q1 2019, an estimated $195K.
Weiss Asset Management first reported a position in Salient Midstream & MLP Fund in Q4 2015 and held it in 3 quarters.
Weiss Asset Management's Salient Midstream & MLP Fund position peaked at $390K in Q4 2015.
33 funds tracked by Wall St. Rank held Salient Midstream & MLP Fund as of Q1 2019.

Based on Weiss Asset Management's 13F filing for Q1 2019, filed 15 May 2019.