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SMM

Salient Midstream & MLP Fund
SMM

Delisted

SMM was delisted on the 8th of September, 2022.

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Name Holding Trade Value Shares
Change 		Change in
Stake
GC
1
Guggenheim Capital
Illinois
$13.5M +$488K +37,913 +4%
UBS Group
2
UBS Group
Switzerland
$11.7M +$3.44M +267,019 +45%
AAM
3
Advisors Asset Management
Colorado
$11.3M +$1.24M +96,580 +13%
Morgan Stanley
4
Morgan Stanley
New York
$7.39M +$2.67M +207,193 +61%
SIA
5
Sit Investment Associates
Minnesota
$5.49M -$53.1K -4,124 -1%
SBH
6
Segall Bryant & Hamill
Illinois
$4.85M -$72.1K -5,600 -2%
Bank of America
7
Bank of America
North Carolina
$3.81M -$338K -26,248 -9%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$2.59M -$343K -26,626 -12%
Wells Fargo
9
Wells Fargo
California
$2.56M +$121K +9,383 +5%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.02M +$6.21K +482 +0.6%
Stifel Financial
11
Stifel Financial
Missouri
$909K +$247K +19,147 +40%
SCA
12
Salient Capital Advisors
Texas
$745K – – –
OC
13
Oppenheimer & Co
New York
$620K -$88.3K -6,858 -13%
DC
14
Davenport & Co
Virginia
$498K -$71.7K -5,567 -13%
Invesco
15
Invesco
Georgia
$429K -$253K -19,671 -38%
IECM
16
Intrinsic Edge Capital Management
Illinois
$407K +$386K +30,000 New
RJA
17
Raymond James & Associates
Florida
$382K +$43.5K +3,380 +14%
Ameriprise
18
Ameriprise
Minnesota
$322K +$1.3K +101 +0.4%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$289K -$116K -9,042 -30%
TC
20
TFS Capital
Pennsylvania
$255K +$33.1K +2,568 +16%
BAS
21
Brown Advisory Securities
Maryland
$203K +$13.1K +1,021 +7%
PAG
22
Private Advisor Group
New Jersey
$188K -$52.8K -4,100 -23%
BW
23
Bison Wealth
Georgia
$137K +$26 +2 +0%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$136K +$129K +10,001 New
RCM
25
Robinson Capital Management
Michigan
$109K -$43.8K -3,400 -30%
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