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SMM

Salient Midstream & MLP Fund
SMM

Delisted

SMM was delisted on the 8th of September, 2022.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.95M -$542K -132,438 -16%
KACA
2
Kayne Anderson Capital Advisors
California
$1.86M +$205K +50,000 +12%
Bank of America
3
Bank of America
North Carolina
$1.63M +$820K +200,420 +103%
Wells Fargo
4
Wells Fargo
California
$1.62M -$378K -92,346 -19%
GC
5
Guggenheim Capital
Illinois
$1.38M +$140K +34,268 +11%
LCM
6
Landscape Capital Management
New Jersey
$1.32M +$13K +3,172 +1%
UBS Group
7
UBS Group
Switzerland
$610K -$3.59K -877 -0.6%
GCP
8
Gill Capital Partners
Colorado
$561K -$43.8K -10,701 -7%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$556K +$57.8K +14,117 +12%
PAG
10
Private Advisor Group
New Jersey
$461K +$53.7K +13,126 +13%
CRC
11
Curi RMB Capital
Illinois
$433K +$95.5K +23,338 +29%
ZA
12
Zazove Associates
Nevada
$415K +$81.9K +20,000 +25%
6M
13
6 Meridian
Kansas
$339K +$27.6K +6,737 +9%
Goldman Sachs
14
Goldman Sachs
New York
$339K +$52.4K +12,803 +18%
CA
15
Cornerstone Advisors
North Carolina
$324K -$263K -64,217 -45%
AC
16
Almitas Capital
California
$306K -$91.2K -22,276 -23%
CCP
17
Clough Capital Partners
Massachusetts
$196K -$422K -103,024 -69%
MC
18
Matisse Capital
Oregon
$181K -$2.18M -531,600 -92%
CCP
19
Cardan Capital Partners
Colorado
$157K -$72.9K -17,802 -32%
RJA
20
Raymond James & Associates
Florida
$154K -$66.4K -16,228 -30%
RIM
21
Regent Investment Management
Kentucky
$149K +$147K +36,000 New
Invesco
22
Invesco
Georgia
$127K -$17.6K -4,311 -12%
CL
23
CSS LLC
Illinois
$117K -$10.2K -2,500 -8%
KWM
24
Kingsview Wealth Management
Oregon
$89K -$32.5K -7,946 -27%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$74K +$73K +17,835 New
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