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SMM

Salient Midstream & MLP Fund

Delisted

SMM was delisted on the 8th of September, 2022.

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$10.6M +$1.27M +145,421 +11%
UBS Group
2
UBS Group
Switzerland
$3.49M +$77.3K +8,850 +2%
Wells Fargo
3
Wells Fargo
California
$3.33M +$452K +51,735 +13%
GC
4
Guggenheim Capital
Illinois
$2.6M -$1.45M -166,270 -32%
CRC
5
Curi RMB Capital
Illinois
$1.69M -$60.7K -6,952 -3%
TJHA
6
Thomas J. Herzfeld Advisors
Florida
$1.31M -$741K -84,905 -32%
Invesco
7
Invesco
Georgia
$1.16M -$754K -86,300 -35%
SBH
8
Segall Bryant & Hamill
Illinois
$994K -$717K -82,125 -38%
PAG
9
Private Advisor Group
New Jersey
$925K +$814K +93,163 +291%
AAM
10
Advisors Asset Management
Colorado
$887K -$234K -26,825 -18%
AC
11
Almitas Capital
California
$858K +$1.01M +116,154 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$831K +$409K +46,782 +71%
GCP
13
Gill Capital Partners
Colorado
$778K +$866K +99,146 New
WAM
14
Wolverine Asset Management
Illinois
$447K -$536K -61,432 -50%
MWM
15
Merriman Wealth Management
Washington
$411K +$443K +50,691 New
HighTower Advisors
16
HighTower Advisors
Illinois
$383K +$452K +51,773 New
OC
17
Oppenheimer & Co
New York
$379K -$57.8K -6,624 -11%
Bank of America
18
Bank of America
North Carolina
$285K -$193K -22,143 -36%
Stifel Financial
19
Stifel Financial
Missouri
$279K -$19.9K -2,280 -6%
ST
20
Sentinel Trust
Texas
$278K +$329K +37,657 New
MHS
21
M Holdings Securities
Oregon
$271K
DWT
22
Dorsey & Whitney Trust
South Dakota
$259K
KACA
23
Kayne Anderson Capital Advisors
California
$221K +$262K +30,000 New
WAM
24
Weiss Asset Management
Massachusetts
$195K +$230K +26,390 New
ZA
25
Zazove Associates
Nevada
$189K -$224K -25,602 Closed