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SMM

Salient Midstream & MLP Fund

Delisted

SMM was delisted on the 8th of September, 2022.

Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$11.3M -$826K -64,501 -5%
AAM
2
Advisors Asset Management
Colorado
$9.24M -$958K -74,788 -7%
Bank of America
3
Bank of America
North Carolina
$4.36M -$2.07M -161,406 -26%
UBS Group
4
UBS Group
Switzerland
$4.21M -$4.1M -319,793 -42%
SBH
5
Segall Bryant & Hamill
Illinois
$3.87M +$5.2M +405,700 New
Morgan Stanley
6
Morgan Stanley
New York
$3.11M +$1.11M +86,592 +36%
Invesco
7
Invesco
Georgia
$2.59M -$1.19M -92,814 -25%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$2.28M +$245K +19,102 +9%
SIA
9
Sit Investment Associates
Minnesota
$2M +$826K +64,481 +44%
Wells Fargo
10
Wells Fargo
California
$1.1M +$566K +44,201 +62%
SG Americas Securities
11
SG Americas Securities
New York
$709K +$953K +74,382 New
Stifel Financial
12
Stifel Financial
Missouri
$642K +$422K +32,953 +96%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$554K -$209K -16,315 -22%
UR
14
USCA RIA
Texas
$471K -$89.7K -7,000 -12%
WAM
15
Weiss Asset Management
Massachusetts
$390K +$524K +40,948 New
DC
16
Davenport & Co
Virginia
$351K -$7.13K -557 -1%
SCA
17
Salient Capital Advisors
Texas
$331K +$221K +17,245 +98%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$294K -$89.8K -7,014 -19%
RJA
19
Raymond James & Associates
Florida
$225K -$21.4K -1,667 -7%
VKH
20
Virtu KCG Holdings
New York
$195K +$263K +20,510 New
LPL Financial
21
LPL Financial
California
$176K +$236K +18,436 New
CCM
22
Coe Capital Management
Illinois
$138K +$186K +14,527 New
OC
23
Oppenheimer & Co
New York
$131K -$26.3K -2,050 -13%
PAG
24
Private Advisor Group
New Jersey
$126K +$169K +13,209 New
BRWM
25
B. Riley Wealth Management
Tennessee
$117K +$158K +12,362 New