B. Riley Wealth Management’s Salient Midstream & MLP Fund SMM Stock Holding History

B. Riley Wealth Management’s Portfolio SMM Stock Details SMM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-12,362	Closed	-$117K	–	164
2015 Q4	$117K	Buy	+12,362	New	+$158K	0.15%	146
2015 Q3	–	Sell	-11,556	Closed	-$233K	–	824
2015 Q2	$233K	Buy	11,556 +1,700	+17%	+$37.3K	0.19%	157
2015 Q1	$213K	Buy	9,856 +850	+9%	+$18.9K	0.16%	190
2014 Q4	$215K	Buy	9,006 +3,806	+73%	+$97.6K	0.18%	148
2014 Q3	$151K	Sell	5,200 -4,050	-44%	-$119K	0.11%	233
2014 Q2	$273K	Hold	9,250	–	–	0.18%	157
2014 Q1	$224K	Buy	+9,250	New	+$223K	0.17%	167

Other funds holding SMM

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SBH

Segall Bryant & Hamill Chicago, Illinois $6.98B AUM 34.78% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

B. Riley Wealth Management's SMM Position: Q1 2016 in Review

B. Riley Wealth Management sold out of Salient Midstream & MLP Fund (SMM) in Q1 2016, closing a stake of 12,362 shares — an estimated $117K sold.

B. Riley Wealth Management first reported a position in SMM in Q1 2014 and held it in 7 quarters. The position peaked at $273K in Q2 2014. 30 funds tracked by Wall St. Rank hold SMM as of Q1 2016.

B. Riley Wealth Management reported no remaining Salient Midstream & MLP Fund position as of Q1 2016 after selling out during the quarter.
B. Riley Wealth Management sold 12,362 Salient Midstream & MLP Fund shares in Q1 2016, an estimated $117K.
B. Riley Wealth Management first reported a position in Salient Midstream & MLP Fund in Q1 2014 and held it in 7 quarters.
B. Riley Wealth Management's Salient Midstream & MLP Fund position peaked at $273K in Q2 2014.
30 funds tracked by Wall St. Rank held Salient Midstream & MLP Fund as of Q1 2016.

Based on B. Riley Wealth Management's 13F filing for Q1 2016, filed 12 Apr 2016.