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SMM

Salient Midstream & MLP Fund

Delisted

SMM was delisted on the 8th of September, 2022.

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.8M +$1.54M +173,375 +12%
Wells Fargo
2
Wells Fargo
California
$4.21M +$67.5K +7,602 +2%
GC
3
Guggenheim Capital
Illinois
$2.81M -$414K -46,655 -13%
UBS Group
4
UBS Group
Switzerland
$2.57M -$1.71M -192,361 -41%
MC
5
Matisse Capital
Oregon
$1.96M +$1.89M +212,700 New
CRC
6
Curi RMB Capital
Illinois
$1.78M -$302K -33,989 -15%
TJHA
7
Thomas J. Herzfeld Advisors
Florida
$1.39M -$226K -25,457 -14%
SBH
8
Segall Bryant & Hamill
Illinois
$1.22M -$13.3K -1,500 -1%
Invesco
9
Invesco
Georgia
$1.09M -$344K -38,728 -25%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.07M +$35.9K +4,037 +4%
AC
11
Almitas Capital
California
$916K -$147K -16,494 -14%
AAM
12
Advisors Asset Management
Colorado
$862K -$233K -26,204 -22%
ZA
13
Zazove Associates
Nevada
$654K
PAG
14
Private Advisor Group
New Jersey
$565K -$569K -64,040 -51%
Millennium Management
15
Millennium Management
New York
$553K +$534K +60,147 New
OC
16
Oppenheimer & Co
New York
$492K +$19.8K +2,229 +4%
HighTower Advisors
17
HighTower Advisors
Illinois
$465K -$10.4K -1,173 -2%
KACA
18
Kayne Anderson Capital Advisors
California
$367K +$88.8K +10,000 +33%
Stifel Financial
19
Stifel Financial
Missouri
$325K -$27.8K -3,126 -8%
Bank of America
20
Bank of America
North Carolina
$314K -$39.4K -4,437 -11%
6M
21
6 Meridian
Kansas
$251K +$39.4K +4,435 +19%
MHS
22
M Holdings Securities
Oregon
$241K -$92.4K -10,400 -28%
CL
23
CSS LLC
Illinois
$196K
UR
24
USCA RIA
Texas
$168K -$62.2K -7,000 -28%
CFA
25
Carroll Financial Associates
North Carolina
$161K